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AGC

Advent Claymore Conv Sec & Incme

Delisted

AGC was delisted on the 24th of August, 2018.

33 hedge funds and large institutions have $64.9M invested in Advent Claymore Conv Sec & Incme in 2013 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

86% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 7

19% more capital invested

Capital invested by funds: $54.4M → $64.9M (+$10.5M)

18% more funds holding

Funds holding: 2833 (+5)

Holders
33
Holders Change
+5
Holders Change %
+17.86%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
13
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$33.2M +$5.28M +743,806 +19%
RCM
2
Rivernorth Capital Management
Florida
$6.68M +$297K +41,850 +5%
JP Morgan Chase
3
JP Morgan Chase
New York
$5.33M +$101K +14,255 +2%
WAM
4
Wolverine Asset Management
Illinois
$2.93M +$473K +66,639 +20%
AQR Capital Management
5
AQR Capital Management
Connecticut
$2.8M +$212K +29,795 +8%
U
6
UBS
Switzerland
$2.29M +$553K +77,791 +33%
Morgan Stanley
7
Morgan Stanley
New York
$1.95M +$374K +52,598 +24%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.21M +$46.6K +6,560 +4%
Invesco
9
Invesco
Georgia
$1.18M -$584K -82,123 -34%
KIM
10
Karpus Investment Management
New York
$914K +$682K +95,951 +324%
SFS
11
Shaker Financial Services
Virginia
$863K +$89.2K +12,559 +12%
SG Americas Securities
12
SG Americas Securities
New York
$757K +$387K +54,433 +110%
LPL Financial
13
LPL Financial
California
$722K -$24.2K -3,409 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$622K -$384K -54,047 -39%
BNP Paribas Financial Markets
15
BNP Paribas Financial Markets
France
$607K +$592K +83,318 New
Bank of America
16
Bank of America
North Carolina
$522K +$175K +24,602 +52%
TC
17
TFS Capital
Pennsylvania
$404K -$36.4K -5,127 -8%
GC
18
Guggenheim Capital
Illinois
$354K
SGCA
19
Steel Grove Capital Advisors
Tennessee
$265K
SCM
20
Saba Capital Management
New York
$235K +$127K +17,901 +124%
OC
21
Oppenheimer & Co
New York
$197K -$22.1K -3,111 -10%
DA
22
Doliver Advisors
Texas
$188K -$835K -117,560 -82%
IH
23
IFC Holdings
Florida
$188K
VKH
24
Virtu KCG Holdings
New York
$154K +$150K +21,096 New
SKK
25
Shepherd Kaplan Krochuk
Massachusetts
$143K

AGC Hedge Fund Activity: Q4 2013 in Review

33 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Advent Claymore Conv Sec & Incme (AGC) for Q4 2013, worth a combined $64.9M — up 19% from $54.4M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new AGC positions and 1 closed out — a net gain of 5 holders — while 13 added to existing stakes and 7 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $5.28M. The largest seller was Doliver Advisors, cutting an estimated $835K.

  • 33 institutional investors held Advent Claymore Conv Sec & Incme (AGC) as of Q4 2013, up from 28 in Q3 2013.
  • Funds reported $64.9M of Advent Claymore Conv Sec & Incme stock for Q4 2013, up 19% quarter-over-quarter.
  • 6 funds opened new Advent Claymore Conv Sec & Incme positions in Q4 2013 and 1 closed out, a net change of +5 holders.
  • The largest Advent Claymore Conv Sec & Incme buyer in Q4 2013 was Advisors Asset Management, an estimated $5.28M added.
  • The largest Advent Claymore Conv Sec & Incme seller in Q4 2013 was Doliver Advisors, an estimated $835K sold.

Based on aggregated 13F filings for Q4 2013.