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AGC

Advent Claymore Conv Sec & Incme

Delisted

AGC was delisted on the 24th of August, 2018.

33 hedge funds and large institutions have $62M invested in Advent Claymore Conv Sec & Incme in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

6% more funds holding

Funds holding: 3133 (+2)

7% less capital invested

Capital invested by funds: $66.6M → $62M (-$4.62M)

Holders
33
Holders Change
+2
Holders Change %
+6.45%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$37M -$334K -45,739 -0.8%
JP Morgan Chase
2
JP Morgan Chase
New York
$5.26M +$106K +14,562 +2%
U
3
UBS
Switzerland
$2.65M +$44.9K +6,156 +2%
RCM
4
Rivernorth Capital Management
Florida
$2.27M -$6.13K -840 -0.3%
LPL Financial
5
LPL Financial
California
$1.84M +$202K +27,670 +11%
PPA
6
Parametric Portfolio Associates
Washington
$1.4M +$419K +57,400 +38%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$1.38M +$269K +36,948 +22%
AQR Capital Management
8
AQR Capital Management
Connecticut
$1.37M -$479K -65,625 -25%
Morgan Stanley
9
Morgan Stanley
New York
$1.14M -$308K -42,303 -20%
Invesco
10
Invesco
Georgia
$1.01M +$496K +68,055 +85%
SFS
11
Shaker Financial Services
Virginia
$907K +$661K +90,610 +211%
WAM
12
Wolverine Asset Management
Illinois
$710K +$763K +104,670 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$662K +$33.5K +4,590 +5%
DA
14
Doliver Advisors
Texas
$634K +$681K +93,346 New
RCM
15
Robinson Capital Management
Michigan
$598K +$642K +88,056 New
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$588K -$32.6K -4,476 -5%
Bank of America
17
Bank of America
North Carolina
$395K -$824 -113 -0.2%
SG Americas Securities
18
SG Americas Securities
New York
$325K -$4.96K -680 -1%
RJA
19
Raymond James & Associates
Florida
$254K -$8.47K -1,161 -3%
GC
20
Guggenheim Capital
Illinois
$242K -$19.7K -2,698 -7%
SGCA
21
Steel Grove Capital Advisors
Tennessee
$232K
AWA
22
Arete Wealth Advisors
Illinois
$199K +$215K +29,500 New
OC
23
Oppenheimer & Co
New York
$194K +$284 +39 +0.1%
IH
24
IFC Holdings
Florida
$173K
TC
25
TFS Capital
Pennsylvania
$164K +$176K +24,167 New

AGC Hedge Fund Activity: Q3 2014 in Review

33 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Advent Claymore Conv Sec & Incme (AGC) for Q3 2014, worth a combined $62M — down 6.9% from $66.6M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new AGC positions and 3 closed out — a net gain of 2 holders — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $763K. The largest seller was AQR Capital Management, cutting an estimated $479K.

  • 33 institutional investors held Advent Claymore Conv Sec & Incme (AGC) as of Q3 2014, up from 31 in Q2 2014.
  • Funds reported $62M of Advent Claymore Conv Sec & Incme stock for Q3 2014, down 6.9% quarter-over-quarter.
  • 5 funds opened new Advent Claymore Conv Sec & Incme positions in Q3 2014 and 3 closed out, a net change of +2 holders.
  • The largest Advent Claymore Conv Sec & Incme buyer in Q3 2014 was Wolverine Asset Management, an estimated $763K added.
  • The largest Advent Claymore Conv Sec & Incme seller in Q3 2014 was AQR Capital Management, an estimated $479K sold.

Based on aggregated 13F filings for Q3 2014.