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AGC

Advent Claymore Conv Sec & Incme

Delisted

AGC was delisted on the 24th of August, 2018.

37 hedge funds and large institutions have $70.9M invested in Advent Claymore Conv Sec & Incme in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

16% more funds holding

Funds holding: 3237 (+5)

11% more capital invested

Capital invested by funds: $64M → $70.9M (+$6.83M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

Holders
37
Holders Change
+5
Holders Change %
+15.63%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
10
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$26.6M +$4.53M +788,843 +21%
AAM
2
Advisors Asset Management
Colorado
$13.9M -$2.98M -519,297 -18%
RCM
3
Rivernorth Capital Management
Florida
$11M +$1.88M +328,010 +21%
JP Morgan Chase
4
JP Morgan Chase
New York
$5.38M +$130K +22,575 +2%
SIA
5
Sit Investment Associates
Minnesota
$2.43M +$2.43M +422,077 New
UBS Group
6
UBS Group
Switzerland
$1.83M -$655K -113,969 -26%
Wells Fargo
7
Wells Fargo
California
$1.4M +$260K +45,290 +23%
LPL Financial
8
LPL Financial
California
$1.14M +$13.3K +2,308 +1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.12M
Bank of America
10
Bank of America
North Carolina
$944K -$458K -79,698 -33%
1CP
11
1607 Capital Partners
Virginia
$783K -$38.1K -6,622 -5%
Morgan Stanley
12
Morgan Stanley
New York
$688K -$347K -60,423 -34%
AA
13
AQR Arbitrage
Connecticut
$471K -$398K -69,330 -46%
RJA
14
Raymond James & Associates
Florida
$401K -$20.4K -3,557 -5%
MIG
15
Mariner Investment Group
New York
$304K -$321K -55,844 -51%
GC
16
Guggenheim Capital
Illinois
$285K
AG
17
Advisor Group
Arizona
$272K +$52.3K +9,100 +24%
CWM
18
Concert Wealth Management
California
$211K +$211K +36,744 New
RCM
19
Robinson Capital Management
Michigan
$181K +$181K +31,412 New
CCP
20
Clough Capital Partners
Massachusetts
$165K +$164K +28,600 New
Citigroup
21
Citigroup
New York
$145K +$59.7K +10,390 +70%
BBPWM
22
Blue Bell Private Wealth Management
Pennsylvania
$132K -$105K -18,282 -44%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$131K -$19.4K -3,384 -13%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$130K -$2.16K -376 -2%
VKH
25
Virtu KCG Holdings
New York
$124K +$124K +21,585 New

AGC Hedge Fund Activity: Q3 2016 in Review

37 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Advent Claymore Conv Sec & Incme (AGC) for Q3 2016, worth a combined $70.9M — up 11% from $64M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AGC positions and 4 closed out — a net gain of 5 holders — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $4.53M. The largest seller was Advisors Asset Management, cutting an estimated $2.98M.

  • 37 institutional investors held Advent Claymore Conv Sec & Incme (AGC) as of Q3 2016, up from 32 in Q2 2016.
  • Funds reported $70.9M of Advent Claymore Conv Sec & Incme stock for Q3 2016, up 11% quarter-over-quarter.
  • 9 funds opened new Advent Claymore Conv Sec & Incme positions in Q3 2016 and 4 closed out, a net change of +5 holders.
  • The largest Advent Claymore Conv Sec & Incme buyer in Q3 2016 was Saba Capital Management, an estimated $4.53M added.
  • The largest Advent Claymore Conv Sec & Incme seller in Q3 2016 was Advisors Asset Management, an estimated $2.98M sold.

Based on aggregated 13F filings for Q3 2016.