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AGC

Advent Claymore Conv Sec & Incme

Delisted

AGC was delisted on the 24th of August, 2018.

28 hedge funds and large institutions have $54.4M invested in Advent Claymore Conv Sec & Incme in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 6

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

12% more capital invested

Capital invested by funds: $48.7M → $54.4M (+$5.71M)

8% more funds holding

Funds holding: 2628 (+2)

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.91%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$26.5M +$3.87M +556,119 +17%
RCM
2
Rivernorth Capital Management
Florida
$6.08M +$249K +35,767 +4%
JP Morgan Chase
3
JP Morgan Chase
New York
$4.99M +$99K +14,221 +2%
AQR Capital Management
4
AQR Capital Management
Connecticut
$2.46M +$237K +34,108 +11%
WAM
5
Wolverine Asset Management
Illinois
$2.33M +$899K +129,129 +63%
Invesco
6
Invesco
Georgia
$1.7M -$826K -118,775 -33%
U
7
UBS
Switzerland
$1.65M +$41.3K +5,933 +3%
Morgan Stanley
8
Morgan Stanley
New York
$1.49M +$390K +55,989 +35%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.1M -$57.4K -8,247 -5%
DA
10
Doliver Advisors
Texas
$996K +$272K +39,106 +38%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$970K -$88.3K -12,693 -8%
SFS
12
Shaker Financial Services
Virginia
$737K +$248K +35,572 +50%
LPL Financial
13
LPL Financial
California
$709K -$12.8K -1,841 -2%
TC
14
TFS Capital
Pennsylvania
$422K +$422K +60,650 New
SG Americas Securities
15
SG Americas Securities
New York
$345K
GC
16
Guggenheim Capital
Illinois
$338K
Bank of America
17
Bank of America
North Carolina
$328K +$24.7K +3,544 +8%
SGCA
18
Steel Grove Capital Advisors
Tennessee
$253K
OC
19
Oppenheimer & Co
New York
$210K -$3.65K -525 -2%
KIM
20
Karpus Investment Management
New York
$206K +$206K +29,652 New
IH
21
IFC Holdings
Florida
$176K +$177K +25,500 New
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$136K +$137K +19,630 New
SCM
23
Saba Capital Management
New York
$100K +$100K +14,408 New
Wells Fargo
24
Wells Fargo
California
$95K -$20.9K -3,001 -18%
US Bancorp
25
US Bancorp
Minnesota
$65K

AGC Hedge Fund Activity: Q3 2013 in Review

28 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in Advent Claymore Conv Sec & Incme (AGC) for Q3 2013, worth a combined $54.4M — up 12% from $48.7M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new AGC positions and 4 closed out — a net gain of 2 holders — while 10 added to existing stakes and 6 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $3.87M. The largest seller was Invesco, cutting an estimated $826K.

  • 28 institutional investors held Advent Claymore Conv Sec & Incme (AGC) as of Q3 2013, up from 26 in Q2 2013.
  • Funds reported $54.4M of Advent Claymore Conv Sec & Incme stock for Q3 2013, up 12% quarter-over-quarter.
  • 6 funds opened new Advent Claymore Conv Sec & Incme positions in Q3 2013 and 4 closed out, a net change of +2 holders.
  • The largest Advent Claymore Conv Sec & Incme buyer in Q3 2013 was Advisors Asset Management, an estimated $3.87M added.
  • The largest Advent Claymore Conv Sec & Incme seller in Q3 2013 was Invesco, an estimated $826K sold.

Based on aggregated 13F filings for Q3 2013.