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AGC

Advent Claymore Conv Sec & Incme
AGC

Delisted

AGC was delisted on the 24th of August, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
1
JP Morgan Chase
New York
– -$6.16M -1,101,191 Closed
PPA
2
Parametric Portfolio Associates
Washington
– -$4.68M -837,817 Closed
RCM
3
Rivernorth Capital Management
Florida
– -$4.53M -810,003 Closed
WAM
4
Wolverine Asset Management
Illinois
– -$3.53M -631,726 Closed
AAM
5
Advisors Asset Management
Colorado
– -$3.49M -624,657 Closed
Wells Fargo
6
Wells Fargo
California
– -$2.61M -467,697 Closed
Morgan Stanley
7
Morgan Stanley
New York
– -$2.48M -443,860 Closed
Bank of America
8
Bank of America
North Carolina
– -$2.22M -397,464 Closed
SIA
9
Sit Investment Associates
Minnesota
– -$2.02M -360,973 Closed
LCM
10
Laurion Capital Management
New York
– -$1.93M -345,795 Closed
SFS
11
Shaker Financial Services
Virginia
– -$1.89M -338,705 Closed
CRC
12
Curi RMB Capital
Illinois
– -$1.78M -319,328 Closed
BlackRock
13
BlackRock
New York
– -$1.51M -269,578 Closed
Koshinski Asset Management
14
Koshinski Asset Management
Illinois
– -$1.35M -241,459 Closed
RJFSA
15
Raymond James Financial Services Advisors
Florida
– -$1.25M -224,210 Closed
UBS Group
16
UBS Group
Switzerland
– -$1.02M -182,750 Closed
Susquehanna International Group
17
Susquehanna International Group
Pennsylvania
– -$630K -112,621 Closed
SCM
18
Saba Capital Management
New York
– -$529K -94,624 Closed
RJA
19
Raymond James & Associates
Florida
– -$411K -73,464 Closed
AG
20
Advisor Group
Arizona
– -$402K -72,105 Closed
LTFS
21
Ladenburg Thalmann Financial Services
Florida
– -$390K -69,664 Closed
RCM
22
Robinson Capital Management
Michigan
– -$307K -54,912 Closed
1CP
23
1607 Capital Partners
Virginia
– -$280K -50,000 Closed
LPL Financial
24
LPL Financial
California
– -$245K -43,779 Closed
CCP
25
Clough Capital Partners
Massachusetts
– -$212K -37,917 Closed
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