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AGC

Advent Claymore Conv Sec & Incme
AGC

Delisted

AGC was delisted on the 24th of August, 2018.

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Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
1
Saba Capital Management
New York
$8.55M -$7.74M -1,270,502 -47%
JP Morgan Chase
2
JP Morgan Chase
New York
$6.29M +$143K +23,516 +2%
SIA
3
Sit Investment Associates
Minnesota
$5.53M -$1.27M -208,047 -18%
AAM
4
Advisors Asset Management
Colorado
$4.77M -$1.17M -192,688 -19%
LCM
5
Laurion Capital Management
New York
$4.51M +$2.77M +455,474 +153%
RCM
6
Rivernorth Capital Management
Florida
$4.5M +$1.14M +186,962 +33%
PPA
7
Parametric Portfolio Associates
Washington
$3.52M +$1.08M +176,755 +43%
SFS
8
Shaker Financial Services
Virginia
$3.13M +$1.95M +320,915 +160%
Morgan Stanley
9
Morgan Stanley
New York
$3.11M -$66.6K -10,941 -2%
WAM
10
Wolverine Asset Management
Illinois
$2.76M +$1.95M +320,715 +228%
Bank of America
11
Bank of America
North Carolina
$2.36M +$805K +132,087 +50%
Wells Fargo
12
Wells Fargo
California
$2.19M +$667K +109,413 +43%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.39M – – –
UBS Group
14
UBS Group
Switzerland
$1.3M +$514K +84,449 +64%
CRC
15
Curi RMB Capital
Illinois
$1.2M +$42.1K +6,909 +4%
RCM
16
Robinson Capital Management
Michigan
$728K -$407K -66,861 -35%
RJA
17
Raymond James & Associates
Florida
$537K -$645K -105,928 -54%
LPL Financial
18
LPL Financial
California
$460K -$125K -20,589 -21%
DA
19
Doliver Advisors
Texas
$330K -$32.5K -5,327 -9%
1CP
20
1607 Capital Partners
Virginia
$314K -$26.2K -4,300 -8%
OC
21
Oppenheimer & Co
New York
$312K -$18.2K -2,985 -5%
AG
22
Advisor Group
Arizona
$306K -$1.11K -183 -0.4%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$262K +$27.4K +4,506 +11%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$146K -$164 -27 -0.1%
Squarepoint
25
Squarepoint
New York
$139K +$142K +23,278 New
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