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AGC

Advent Claymore Conv Sec & Incme

Delisted

AGC was delisted on the 24th of August, 2018.

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$42.1M +$2.63M +349,451 +7%
JP Morgan Chase
2
JP Morgan Chase
New York
$5.83M +$105K +13,980 +2%
U
3
UBS
Switzerland
$2.94M +$80.4K +10,687 +3%
RCM
4
Rivernorth Capital Management
Florida
$2.56M -$2.1M -279,473 -46%
AQR Capital Management
5
AQR Capital Management
Connecticut
$2.04M -$675K -89,691 -25%
LPL Financial
6
LPL Financial
California
$1.88M +$912K +121,278 +97%
Morgan Stanley
7
Morgan Stanley
New York
$1.6M +$515K +68,466 +49%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$1.27M +$16.2K +2,160 +1%
PPA
9
Parametric Portfolio Associates
Washington
$1.14M +$1.12M +149,235 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$712K +$42.8K +5,693 +7%
BNP Paribas Financial Markets
11
BNP Paribas Financial Markets
France
$698K
Invesco
12
Invesco
Georgia
$616K -$446K -59,342 -42%
Bank of America
13
Bank of America
North Carolina
$446K +$9K +1,196 +2%
SG Americas Securities
14
SG Americas Securities
New York
$372K
KIM
15
Karpus Investment Management
New York
$352K -$586K -77,903 -63%
SFS
16
Shaker Financial Services
Virginia
$329K +$323K +42,939 New
RJA
17
Raymond James & Associates
Florida
$295K -$357K -47,450 -55%
GC
18
Guggenheim Capital
Illinois
$294K
SGCA
19
Steel Grove Capital Advisors
Tennessee
$261K
OC
20
Oppenheimer & Co
New York
$218K +$11.3K +1,506 +6%
IH
21
IFC Holdings
Florida
$196K
SKK
22
Shepherd Kaplan Krochuk
Massachusetts
$150K
AIG
23
American International Group
New York
$146K -$4.58K -609 -3%
Wells Fargo
24
Wells Fargo
California
$121K +$9K +1,196 +8%
US Bancorp
25
US Bancorp
Minnesota
$72K