Shepherd Kaplan Krochuk’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio AGC Stock Details AGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-14,800	Closed	-$87K	–	304
2016 Q4	$87K	Sell	14,800 -5,160	-26%	-$28.9K	0.02%	236
2016 Q3	$115K	Hold	19,960	–	–	0.02%	316
2016 Q2	$110K	Hold	19,960	–	–	0.03%	303
2016 Q1	$108K	Hold	19,960	–	–	0.03%	248
2015 Q4	$111K	Buy	19,960 +330	+2%	+$1.86K	0.03%	339
2015 Q3	$106K	Hold	19,630	–	–	0.03%	327
2015 Q2	$126K	Hold	19,630	–	–	0.02%	352
2015 Q1	$132K	Hold	19,630	–	–	0.02%	329
2014 Q4	$124K	Hold	19,630	–	–	0.02%	407
2014 Q3	$133K	Hold	19,630	–	–	0.02%	478
2014 Q2	$150K	Hold	19,630	–	–	0.02%	479
2014 Q1	$148K	Hold	19,630	–	–	0.02%	492
2013 Q4	$143K	Hold	19,630	–	–	0.02%	465
2013 Q3	$136K	Buy	+19,630	New	+$137K	0.02%	482

Other funds holding AGC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Shepherd Kaplan Krochuk's AGC Position: Q1 2017 in Review

Shepherd Kaplan Krochuk sold out of Advent Claymore Conv Sec & Incme (AGC) in Q1 2017, closing a stake of 14,800 shares — an estimated $87K sold.

Shepherd Kaplan Krochuk first reported a position in AGC in Q3 2013 and held it in 14 quarters. The position peaked at $150K in Q2 2014. 33 funds tracked by Wall St. Rank hold AGC as of Q1 2017.

Shepherd Kaplan Krochuk reported no remaining Advent Claymore Conv Sec & Incme position as of Q1 2017 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 14,800 Advent Claymore Conv Sec & Incme shares in Q1 2017, an estimated $87K.
Shepherd Kaplan Krochuk first reported a position in Advent Claymore Conv Sec & Incme in Q3 2013 and held it in 14 quarters.
Shepherd Kaplan Krochuk's Advent Claymore Conv Sec & Incme position peaked at $150K in Q2 2014.
33 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q1 2017.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2017, filed 12 May 2017.