KIM
AGC

Karpus Investment Management’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

Karpus Investment Management’s Portfolio AGC Stock Details AGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-45,900
Closed -$352K – 190
2014
Q2 		$352K Sell
45,900
-77,903
-63% -$586K 0.02% 156
2014
Q1 		$936K Sell
123,803
-1,800
-1% -$13.7K 0.05% 146
2013
Q4 		$914K Buy
125,603
+95,951
+324% +$682K 0.05% 144
2013
Q3 		$206K Buy
+29,652
New +$206K 0.01% 178

Other funds holding AGC

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Karpus Investment Management's AGC Position: Q3 2014 in Review

Karpus Investment Management sold out of Advent Claymore Conv Sec & Incme (AGC) in Q3 2014, closing a stake of 45,900 shares — an estimated $352K sold.

Karpus Investment Management first reported a position in AGC in Q3 2013 and held it in 4 quarters. The position peaked at $936K in Q1 2014. 33 funds tracked by Wall St. Rank hold AGC as of Q3 2014.

  • Karpus Investment Management reported no remaining Advent Claymore Conv Sec & Incme position as of Q3 2014 after selling out during the quarter.
  • Karpus Investment Management sold 45,900 Advent Claymore Conv Sec & Incme shares in Q3 2014, an estimated $352K.
  • Karpus Investment Management first reported a position in Advent Claymore Conv Sec & Incme in Q3 2013 and held it in 4 quarters.
  • Karpus Investment Management's Advent Claymore Conv Sec & Incme position peaked at $936K in Q1 2014.
  • 33 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q3 2014.

Based on Karpus Investment Management's 13F filing for Q3 2014, filed 17 Nov 2014.