U
AGC

UBS’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

UBS’s Portfolio AGC Stock Details AGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$2.65M Buy
389,611
+6,156
+2% +$44.9K ﹤0.01% 2643
2014
Q2 		$2.94M Buy
383,455
+10,687
+3% +$80.4K ﹤0.01% 2499
2014
Q1 		$2.82M Buy
372,768
+57,633
+18% +$437K ﹤0.01% 2432
2013
Q4 		$2.29M Buy
315,135
+77,791
+33% +$553K ﹤0.01% 2680
2013
Q3 		$1.65M Buy
237,344
+5,933
+3% +$41.3K ﹤0.01% 2802
2013
Q2 		$1.6M Buy
+231,411
New +$1.66M ﹤0.01% 2803

Other funds holding AGC

AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
AQR Capital Management
AQR Capital Management Greenwich, Connecticut $218B AUM 29.41% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

UBS's AGC Position: Q3 2014 in Review

UBS increased its Advent Claymore Conv Sec & Incme (AGC) stake by 1.6% in Q3 2014, buying an estimated $44.9K and bringing the position to 389,611 shares worth $2.65M. The position accounts for ﹤0.01% of the portfolio, ranked #2643.

UBS first reported a position in AGC in Q2 2013 and has held it in 6 quarters since. The position peaked at $2.94M in Q2 2014. 33 funds tracked by Wall St. Rank hold AGC as of Q3 2014.

  • UBS held 389,611 shares of Advent Claymore Conv Sec & Incme worth $2.65M as of Q3 2014.
  • UBS bought 6,156 Advent Claymore Conv Sec & Incme shares in Q3 2014, an estimated $44.9K.
  • Advent Claymore Conv Sec & Incme made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2643 holding.
  • UBS first reported a position in Advent Claymore Conv Sec & Incme in Q2 2013 and has held it in 6 quarters since.
  • UBS's Advent Claymore Conv Sec & Incme position peaked at $2.94M in Q2 2014.
  • 33 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.