|
1
|
Saba Capital Management
New York
|
$21.2M
|
+$1.95M
|
+351,114
|
+10%
|
|
|
2
|
Advisors Asset Management
Monument,
Colorado
|
$16.2M
|
-$637K
|
-114,705
|
-4%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$8.78M
|
+$2.76M
|
+496,800
|
+45%
|
|
|
4
|
|
$5.04M
|
+$126K
|
+22,629
|
+3%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$2.38M
|
-$103K
|
-18,612
|
-4%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$1.34M
|
-$524K
|
-94,413
|
-28%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$1.09M
|
-$1.08M
|
-195,224
|
-50%
|
|
|
8
|
Wells Fargo
San Francisco,
California
|
$1.09M
|
+$725K
|
+130,545
|
+197%
|
|
|
9
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$1.07M
|
–
|
–
|
–
|
|
|
10
|
|
$994K
|
-$78.6K
|
-14,154
|
-7%
|
|
|
11
|
AQR Arbitrage
Greenwich,
Connecticut
|
$835K
|
-$265K
|
-47,795
|
-24%
|
|
|
12
|
1607 Capital Partners
Richmond,
Virginia
|
$787K
|
–
|
–
|
–
|
|
|
13
|
Mariner Investment Group
Harrison,
New York
|
$600K
|
+$250K
|
+45,006
|
+71%
|
|
|
14
|
Raymond James & Associates
St Petersburg,
Florida
|
$404K
|
-$17.7K
|
-3,196
|
-4%
|
|
|
15
|
Curi RMB Capital
Chicago,
Illinois
|
$275K
|
+$276K
|
+49,755
|
New
|
|
|
16
|
Guggenheim Capital
Chicago,
Illinois
|
$274K
|
–
|
–
|
–
|
|
|
17
|
Shaker Financial Services
Arlington,
Virginia
|
$272K
|
+$274K
|
+49,300
|
New
|
|
|
18
|
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
$228K
|
-$382K
|
-68,831
|
-63%
|
|
|
19
|
Advisor Group
Phoenix,
Arizona
|
$209K
|
+$212K
|
+38,120
|
New
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$145K
|
+$1.71K
|
+308
|
+1%
|
|
|
21
|
Stifel Financial
St. Louis,
Missouri
|
$144K
|
+$72.3K
|
+13,019
|
+100%
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$111K
|
-$365K
|
-65,783
|
-77%
|
|
|
23
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$110K
|
–
|
–
|
–
|
|
|
24
|
JD Capital Management
Darien,
Connecticut
|
$102K
|
–
|
–
|
–
|
|
|
25
|
|
$82K
|
+$5.42K
|
+977
|
+7%
|
|
