Mariner Investment Group’s Advent Claymore Conv Sec & Incme AGC Stock Holding History

Mariner Investment Group’s Portfolio AGC Stock Details AGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-52,862	Closed	-$311K	–	110
2016 Q4	$311K	Hold	52,862	–	–	0.17%	75
2016 Q3	$304K	Sell	52,862 -55,844	-51%	-$321K	0.16%	63
2016 Q2	$600K	Buy	108,706 +45,006	+71%	+$250K	0.2%	93
2016 Q1	$346K	Buy	63,700 +28,712	+82%	+$146K	0.1%	133
2015 Q4	$194K	Buy	+34,988	New	+$197K	0.04%	172
2015 Q1	–	Sell	-120,962	Closed	-$762K	–	272
2014 Q4	$762K	Buy	+120,962	New	+$785K	0.13%	140

Other funds holding AGC

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Mariner Investment Group's AGC Position: Q1 2017 in Review

Mariner Investment Group sold out of Advent Claymore Conv Sec & Incme (AGC) in Q1 2017, closing a stake of 52,862 shares — an estimated $311K sold.

Mariner Investment Group first reported a position in AGC in Q4 2014 and held it in 6 quarters. The position peaked at $762K in Q4 2014. 33 funds tracked by Wall St. Rank hold AGC as of Q1 2017.

Mariner Investment Group reported no remaining Advent Claymore Conv Sec & Incme position as of Q1 2017 after selling out during the quarter.
Mariner Investment Group sold 52,862 Advent Claymore Conv Sec & Incme shares in Q1 2017, an estimated $311K.
Mariner Investment Group first reported a position in Advent Claymore Conv Sec & Incme in Q4 2014 and held it in 6 quarters.
Mariner Investment Group's Advent Claymore Conv Sec & Incme position peaked at $762K in Q4 2014.
33 funds tracked by Wall St. Rank held Advent Claymore Conv Sec & Incme as of Q1 2017.

Based on Mariner Investment Group's 13F filing for Q1 2017, filed 11 May 2017.