|
1
|
Advisors Asset Management
Monument,
Colorado
|
$38.9M
|
+$4.42M
|
+582,357
|
+13%
|
|
|
2
|
|
$5.64M
|
+$105K
|
+13,866
|
+2%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$4.64M
|
-$2.3M
|
-303,394
|
-33%
|
|
|
4
|
|
$2.82M
|
+$437K
|
+57,633
|
+18%
|
|
|
5
|
AQR Capital Management
Greenwich,
Connecticut
|
$2.7M
|
-$208K
|
-27,456
|
-7%
|
|
|
6
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$1.24M
|
-$15.1K
|
-1,986
|
-1%
|
|
|
7
|
|
$1.06M
|
-$961K
|
-126,578
|
-47%
|
|
|
8
|
|
$1.06M
|
-$169K
|
-22,253
|
-14%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$943K
|
+$194K
|
+25,554
|
+26%
|
|
|
10
|
Karpus Investment Management
Pittsford,
New York
|
$936K
|
-$13.7K
|
-1,800
|
-1%
|
|
|
11
|
BNP Paribas Financial Markets
Paris,
France
|
$671K
|
+$59.2K
|
+7,800
|
+9%
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$660K
|
+$13.9K
|
+1,827
|
+2%
|
|
|
13
|
Raymond James & Associates
St Petersburg,
Florida
|
$650K
|
+$653K
|
+85,973
|
New
|
|
|
14
|
Bank of America
Charlotte,
North Carolina
|
$431K
|
-$112K
|
-14,765
|
-21%
|
|
|
15
|
SG Americas Securities
New York
|
$367K
|
-$421K
|
-55,473
|
-53%
|
|
|
16
|
Guggenheim Capital
Chicago,
Illinois
|
$290K
|
-$78.6K
|
-10,354
|
-21%
|
|
|
17
|
Steel Grove Capital Advisors
Memphis,
Tennessee
|
$258K
|
-$17K
|
-2,238
|
-6%
|
|
|
18
|
Saba Capital Management
New York
|
$231K
|
-$12.9K
|
-1,700
|
-5%
|
|
|
19
|
Oppenheimer & Co
New York
|
$204K
|
-$759
|
-100
|
-0.4%
|
|
|
20
|
IFC Holdings
Tampa,
Florida
|
$193K
|
–
|
–
|
–
|
|
|
21
|
American International Group
New York
|
$149K
|
+$146K
|
+19,200
|
+3,840%
|
|
|
22
|
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
$148K
|
–
|
–
|
–
|
|
|
23
|
Wells Fargo
San Francisco,
California
|
$111K
|
+$17.8K
|
+2,342
|
+19%
|
|
|
24
|
US Bancorp
Minneapolis,
Minnesota
|
$71K
|
–
|
–
|
–
|
|
|
25
|
Tower Research Capital (TRC)
New York
|
$9K
|
+$1.27K
|
+167
|
+17%
|
|
