Regal Investment Advisors’s WisdomTree US SmallCap Earnings Fund EES Stock Holding History

Regal Investment Advisors’s Portfolio EES Stock Details EES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-201	Closed	-$4K	–	436
2015 Q3	$4K	Buy	+201	New	+$5.3K	﹤0.01%	832
2015 Q2	–	Sell	-375	Closed	-$11K	–	947
2015 Q1	$11K	Buy	+375	New	+$10.2K	﹤0.01%	667
2014 Q3	–	Sell	-300	Closed	-$8K	–	950
2014 Q2	$8K	Hold	300	–	–	﹤0.01%	701
2014 Q1	$8K	Buy	+300	New	+$7.99K	﹤0.01%	670

Other funds holding EES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Regal Investment Advisors's EES Position: Q4 2015 in Review

Regal Investment Advisors sold out of WisdomTree US SmallCap Earnings Fund (EES) in Q4 2015, closing a stake of 201 shares — an estimated $4K sold.

Regal Investment Advisors first reported a position in EES in Q1 2014 and held it in 4 quarters. The position peaked at $11K in Q1 2015. 65 funds tracked by Wall St. Rank hold EES as of Q4 2015.

Regal Investment Advisors reported no remaining WisdomTree US SmallCap Earnings Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 201 WisdomTree US SmallCap Earnings Fund shares in Q4 2015, an estimated $4K.
Regal Investment Advisors first reported a position in WisdomTree US SmallCap Earnings Fund in Q1 2014 and held it in 4 quarters.
Regal Investment Advisors's WisdomTree US SmallCap Earnings Fund position peaked at $11K in Q1 2015.
65 funds tracked by Wall St. Rank held WisdomTree US SmallCap Earnings Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.