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WisdomTree US SmallCap Earnings Fund
EES

64 hedge funds and large institutions have $162M invested in WisdomTree US SmallCap Earnings Fund in 2015 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 6

47% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 17

5% more funds holding

Funds holding: 61 → 64 (+3)

2.12% more ownership

Funds ownership: 130.16% → 132.28% (+2.1%)

15% less capital invested

Capital invested by funds: $189M → $162M (-$27.4M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
64
Holders Change
+3
Holders Change %
+4.92%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
10
Increased
25
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Goldman Sachs
Goldman Sachs
New York
+$4.28M
2
Citadel Advisors
Citadel Advisors
Florida
+$1.84M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.44M
4
JMPWA
JP Morgan Private Wealth Advisors
California
+$986K
5
RJFSA
Raymond James Financial Services Advisors
Florida
+$920K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$8.5M
2
Morgan Stanley
Morgan Stanley
New York
-$5.21M
3
CIC
Cutler Investment Counsel
Oregon
-$1.07M
4
VFS
VSR Financial Services
Kansas
-$539K
5
MWP
Moller Wealth Partners
-$531K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$29.8M -$5.21M -197,259 -14%
UBS Group
2
UBS Group
Switzerland
$19.5M +$111K +4,215 +0.5%
3AM
3
3D Asset Management
Connecticut
$15M -$93.6K -3,546 -0.6%
SWM
4
SVA Wealth Management
Wisconsin
$14.5M +$539K +20,433 +4%
Bank of America
5
Bank of America
North Carolina
$13.1M +$763K +28,899 +6%
LW
6
Linscomb Wealth
Texas
$9.74M +$594K +22,494 +6%
Wells Fargo
7
Wells Fargo
California
$6.36M -$8.5M -322,041 -55%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$5.99M +$106K +4,011 +2%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$5.84M +$324K +12,288 +5%
Goldman Sachs
10
Goldman Sachs
New York
$5.07M +$4.28M +162,300 +365%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$3.81M +$1.44M +54,726 +54%
LPL Financial
12
LPL Financial
California
$3.67M -$268K -10,143 -7%
CIC
13
Cutler Investment Counsel
Oregon
$3.53M -$1.07M -40,587 -22%
Jane Street
14
Jane Street
New York
$2.48M +$893K +33,831 +50%
Citigroup
15
Citigroup
New York
$1.81M -$2.22K -84 -0.1%
Citadel Advisors
16
Citadel Advisors
Florida
$1.7M +$1.84M +69,537 New
HighTower Advisors
17
HighTower Advisors
Illinois
$1.5M +$9.97K +378 +0.6%
UCFA
18
United Capital Financial Advisors
Texas
$1.46M -$305K -11,568 -16%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.42M +$133K +5,052 +10%
CANC
20
Culbertson A N & Co
Virginia
$998K +$4.2K +159 +0.4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$988K +$26.3K +996 +3%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$915K +$986K +37,356 New
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$890K +$15K +570 +2%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$855K +$920K +34,881 New
LIA
25
LBMC Investment Advisors
Tennessee
$782K +$2.61K +99 +0.3%
1
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EES Hedge Fund Activity: Q3 2015 in Review

64 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2015, worth a combined $162M — down 15% from $189M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EES positions and 6 closed out — a net gain of 4 holders — while 25 added to existing stakes and 17 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $4.28M. The largest seller was Wells Fargo, cutting an estimated $8.5M.

  • 64 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2015, up from 61 in Q2 2015.
  • Funds reported $162M of WisdomTree US SmallCap Earnings Fund stock for Q3 2015, down 15% quarter-over-quarter.
  • 10 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2015 and 6 closed out, a net change of +4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2015 was Goldman Sachs, an estimated $4.28M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2015 was Wells Fargo, an estimated $8.5M sold.

Based on aggregated 13F filings for Q3 2015.