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WisdomTree US SmallCap Earnings Fund
EES

72 hedge funds and large institutions have $246M invested in WisdomTree US SmallCap Earnings Fund in 2017 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 28 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 18

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

10% more capital invested

Capital invested by funds: $223M → $246M (+$22.5M)

3% more funds holding

Funds holding: 70 → 72 (+2)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

98.25% less ownership

Funds ownership: 148.18% → 49.94% (-98%)

Holders
72
Holders Change
+2
Holders Change %
+2.86%
% of All Funds
1.79%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
9
Increased
28
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$13.7M
2
Wells Fargo
Wells Fargo
California
+$4.09M
3
3AM
3D Asset Management
Connecticut
+$3.55M
4
Jane Street
Jane Street
New York
+$2.16M
5
HighTower Advisors
HighTower Advisors
Illinois
+$1.85M

Top Sellers

1
Citadel Advisors
Citadel Advisors
Florida
-$7.13M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$1.06M
3
JMPWA
JP Morgan Private Wealth Advisors
California
-$864K
4
Goldman Sachs
Goldman Sachs
New York
-$801K
5
FA
FDx Advisors
Illinois
-$461K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.6M +$1.01M +31,391 +3%
3AM
2
3D Asset Management
Connecticut
$31.4M +$3.55M +110,327 +13%
Bank of America
3
Bank of America
North Carolina
$30.1M +$13.7M +425,182 +84%
SWM
4
SVA Wealth Management
Wisconsin
$28M +$1.26M +39,031 +5%
UBS Group
5
UBS Group
Switzerland
$25.3M +$566K +17,563 +2%
LW
6
Linscomb Wealth
Texas
$16.3M +$675K +20,964 +4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$9.66M -$153K -4,752 -2%
Wells Fargo
8
Wells Fargo
California
$9.45M +$4.09M +127,129 +76%
CIC
9
Cutler Investment Counsel
Oregon
$6.48M +$322K +9,995 +5%
HighTower Advisors
10
HighTower Advisors
Illinois
$5.75M +$1.85M +57,332 +47%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.62M +$428K +13,290 +13%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$3.15M +$204K +6,328 +7%
TA
13
TMD & Associates
Arizona
$3.1M +$57.5K +1,785 +2%
LPL Financial
14
LPL Financial
California
$2.7M -$459K -14,237 -14%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$2.64M -$1.06M -32,925 -29%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.46M +$767K +23,827 +45%
KLI
17
Kelman-Lazarov Inc
Tennessee
$2.32M +$10.2K +318 +0.4%
AI
18
Atria Investments
North Carolina
$2.2M +$259K +8,029 +13%
Jane Street
19
Jane Street
New York
$2.16M +$2.16M +67,166 New
JMPWA
20
JP Morgan Private Wealth Advisors
California
$1.76M -$864K -26,811 -33%
UCFA
21
United Capital Financial Advisors
Texas
$1.69M -$30.6K -949 -2%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.68M -$88.4K -2,746 -5%
CANC
23
Culbertson A N & Co
Virginia
$1.63M +$186K +5,778 +13%
CCA
24
Clearwater Capital Advisors
Illinois
$1.41M +$365K +11,318 +34%
AssetMark Inc
25
AssetMark Inc
California
$1.34M +$157K +4,890 +13%
1
2 3 4

EES Hedge Fund Activity: Q1 2017 in Review

72 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2017, worth a combined $246M — up 10% from $223M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new EES positions and 6 closed out — a net gain of 3 holders — while 28 added to existing stakes and 18 trimmed.

The largest buyer was Bank of America, adding an estimated $13.7M. The largest seller was Citadel Advisors, exiting entirely with an estimated $7.13M sold.

  • 72 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2017, up from 70 in Q4 2016.
  • Funds reported $246M of WisdomTree US SmallCap Earnings Fund stock for Q1 2017, up 10% quarter-over-quarter.
  • 9 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2017 and 6 closed out, a net change of +3 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2017 was Bank of America, an estimated $13.7M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2017 was Citadel Advisors, an estimated $7.13M sold.

Based on aggregated 13F filings for Q1 2017.