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WisdomTree US SmallCap Earnings Fund

70 hedge funds and large institutions have $180M invested in WisdomTree US SmallCap Earnings Fund in 2014 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 19 increasing their positions, 20 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

433% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 3

19% more funds holding

Funds holding: 5970 (+11)

8% more capital invested

Capital invested by funds: $167M → $180M (+$13.7M)

4.2% more ownership

Funds ownership: 124.04%128.24% (+4.2%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

5% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 20

Holders
70
Holders Change
+11
Holders Change %
+18.64%
% of All Funds
1.87%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.08%
New
16
Increased
19
Reduced
20
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UBS Group
1
UBS Group
Switzerland
$22.1M +$21.2M +799,668 New
GI
2
Gradient Investments
Minnesota
$20.9M +$1.9M +71,730 +10%
3AM
3
3D Asset Management
Connecticut
$17.9M -$7.11M -267,855 -29%
Morgan Stanley
4
Morgan Stanley
New York
$16.4M +$3.91M +147,543 +33%
SWM
5
SVA Wealth Management
Wisconsin
$14M +$264K +9,948 +2%
Wells Fargo
6
Wells Fargo
California
$13.3M -$26.7K -1,008 -0.2%
Bank of America
7
Bank of America
North Carolina
$9.52M +$1.74M +65,421 +23%
LW
8
Linscomb Wealth
Texas
$9.42M +$490K +18,450 +6%
Jane Street
9
Jane Street
New York
$7.27M +$7M +263,742 New
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$6.62M -$226K -8,499 -3%
LPL Financial
11
LPL Financial
California
$5.57M -$182K -6,849 -3%
CIC
12
Cutler Investment Counsel
Oregon
$5.36M -$399K -15,039 -7%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$3.31M -$3.81M -143,688 -54%
Ameriprise
14
Ameriprise
Minnesota
$3.16M -$199K -7,518 -6%
Citadel Advisors
15
Citadel Advisors
Florida
$2.94M +$2.83M +106,641 New
UCFA
16
United Capital Financial Advisors
Texas
$2.15M +$178K +6,711 +9%
PI
17
Placemark Investments
Illinois
$1.77M +$47.9K +1,806 +3%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.72M -$1.18M -44,550 -42%
Citigroup
19
Citigroup
New York
$1.35M +$390K +14,715 +43%
MWP
20
Moller Wealth Partners
$1.1M
HighTower Advisors
21
HighTower Advisors
Illinois
$1.05M +$521K +19,647 +107%
CANC
22
Culbertson A N & Co
Virginia
$1.03M +$23.9K +900 +2%
VFS
23
VSR Financial Services
Kansas
$949K +$571K +21,519 +167%
LIA
24
LBMC Investment Advisors
Tennessee
$875K
AIG
25
American International Group
New York
$843K -$146K -5,517 -15%

EES Hedge Fund Activity: Q4 2014 in Review

70 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2014, worth a combined $180M — up 8.2% from $167M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new EES positions and 3 closed out — a net gain of 13 holders — while 19 added to existing stakes and 20 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $7M. The largest seller was 3D Asset Management, cutting an estimated $7.11M.

  • 70 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2014, up from 59 in Q3 2014.
  • Funds reported $180M of WisdomTree US SmallCap Earnings Fund stock for Q4 2014, up 8.2% quarter-over-quarter.
  • 16 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2014 and 3 closed out, a net change of +13 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2014 was Jane Street, an estimated $7M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2014 was 3D Asset Management, an estimated $7.11M sold.

Based on aggregated 13F filings for Q4 2014.