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WisdomTree US SmallCap Earnings Fund
EES

53 hedge funds and large institutions have $203M invested in WisdomTree US SmallCap Earnings Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 25 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

92% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 13

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

11% more capital invested

Capital invested by funds: $183M → $203M (+$20.2M)

10% more funds holding

Funds holding: 48 → 53 (+5)

0.3% less ownership

Funds ownership: 138.91% → 138.61% (-0.3%)

Holders
53
Holders Change
+5
Holders Change %
+10.42%
% of All Funds
1.53%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
6
Increased
25
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWM
SVA Wealth Management
Wisconsin
+$11.4M
2
Jane Street
Jane Street
New York
+$4.65M
3
GI
Gradient Investments
Minnesota
+$2.59M
4
U
UBS
Switzerland
+$2.43M
5
LW
Linscomb Wealth
Texas
+$2.08M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$3.81M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2.99M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.9M
4
JWA
JFS Wealth Advisors
Pennsylvania
-$1.51M
5
AIG
American International Group
New York
-$899K
Name Holding Trade Value Shares
Change 		Change in
Stake
3AM
1
3D Asset Management
Connecticut
$36.4M +$314K +11,784 +0.9%
Bank of America
2
Bank of America
North Carolina
$20.4M +$664K +24,924 +3%
Morgan Stanley
3
Morgan Stanley
New York
$17.5M +$31.7K +1,191 +0.2%
Wells Fargo
4
Wells Fargo
California
$15.6M +$158K +5,937 +1%
GI
5
Gradient Investments
Minnesota
$14.9M +$2.59M +97,245 +22%
SWM
6
SVA Wealth Management
Wisconsin
$12M +$11.4M +426,951 +3,324%
EIA
7
Edgemoor Investment Advisors
Maryland
$9.83M -$166K -6,225 -2%
U
8
UBS
Switzerland
$8.7M +$2.43M +91,242 +40%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$7.74M +$886K +33,267 +13%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$6.94M +$188K +7,044 +3%
LPL Financial
11
LPL Financial
California
$5.89M +$694K +26,067 +14%
CIC
12
Cutler Investment Counsel
Oregon
$5.52M +$186K +6,993 +4%
LW
13
Linscomb Wealth
Texas
$5.27M +$2.08M +77,943 +67%
Jane Street
14
Jane Street
New York
$4.75M +$4.65M +174,585 New
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$4.64M -$1.9M -71,403 -29%
Ameriprise
16
Ameriprise
Minnesota
$3.71M -$79.2K -2,976 -2%
UCFA
17
United Capital Financial Advisors
Texas
$1.98M +$1.59M +59,679 +449%
AP
18
Advisors Preferred
Maryland
$1.74M +$1.71M +64,158 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.72M -$2.99M -112,404 -64%
SC
20
Scotia Capital
Ontario, Canada
$1.62M +$978K +36,735 +161%
MWP
21
Moller Wealth Partners
$1.61M – – –
SG Americas Securities
22
SG Americas Securities
New York
$1.58M -$3.81M -143,265 -71%
PI
23
Placemark Investments
Illinois
$1.54M -$298K -11,205 -16%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$1.19M – – –
Citigroup
25
Citigroup
New York
$1.1M -$122K -4,572 -10%
1
2 3

EES Hedge Fund Activity: Q1 2014 in Review

53 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2014, worth a combined $203M — up 11% from $183M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EES positions and 0 closed out — a net gain of 6 holders — while 25 added to existing stakes and 13 trimmed.

The largest buyer was SVA Wealth Management, adding an estimated $11.4M. The largest seller was SG Americas Securities, cutting an estimated $3.81M.

  • 53 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2014, up from 48 in Q4 2013.
  • Funds reported $203M of WisdomTree US SmallCap Earnings Fund stock for Q1 2014, up 11% quarter-over-quarter.
  • 6 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2014 and 0 closed out, a net change of +6 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2014 was SVA Wealth Management, an estimated $11.4M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2014 was SG Americas Securities, an estimated $3.81M sold.

Based on aggregated 13F filings for Q1 2014.