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WisdomTree US SmallCap Earnings Fund
EES

41 hedge funds and large institutions have $121M invested in WisdomTree US SmallCap Earnings Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

90% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 10

17% more capital invested

Capital invested by funds: $103M → $121M (+$18M)

11% more funds holding

Funds holding: 37 → 41 (+4)

25.92% less ownership

Funds ownership: 156.4% → 130.48% (-26%)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
41
Holders Change
+4
Holders Change %
+10.81%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
19
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$4.47M
2
Wells Fargo
Wells Fargo
California
+$1.95M
3
LPL Financial
LPL Financial
California
+$1.67M
4
GI
Gradient Investments
Minnesota
+$1.22M
5
PI
Placemark Investments
Illinois
+$880K

Top Sellers

1
CEMP
Compass Efficient Model Portfolios
Tennessee
-$2.89M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$2.17M
3
3AM
3D Asset Management
Connecticut
-$622K
4
U
UBS
Switzerland
-$337K
5
Jane Street
Jane Street
New York
-$290K
Name Holding Trade Value Shares
Change 		Change in
Stake
3AM
1
3D Asset Management
Connecticut
$32.8M -$622K -26,004 -2%
EIA
2
Edgemoor Investment Advisors
Maryland
$9.18M -$95.8K -4,005 -1%
GI
3
Gradient Investments
Minnesota
$9.18M +$1.22M +50,916 +16%
Morgan Stanley
4
Morgan Stanley
New York
$7.99M +$4.47M +187,101 +137%
Wells Fargo
5
Wells Fargo
California
$6.64M +$1.95M +81,573 +43%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$6.3M +$10.7K +447 +0.2%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$5.74M +$295K +12,330 +6%
U
8
UBS
Switzerland
$5.61M -$337K -14,082 -6%
Bank of America
9
Bank of America
North Carolina
$5.11M +$65.1K +2,721 +1%
CIC
10
Cutler Investment Counsel
Oregon
$4.73M -$90.3K -3,777 -2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$4.54M -$2.17M -90,792 -33%
Ameriprise
12
Ameriprise
Minnesota
$3.41M +$14.2K +594 +0.4%
LPL Financial
13
LPL Financial
California
$3.37M +$1.67M +69,804 +109%
JWA
14
JFS Wealth Advisors
Pennsylvania
$2.24M -$206K -8,598 -9%
PI
15
Placemark Investments
Illinois
$1.63M +$880K +36,786 +125%
MWP
16
Moller Wealth Partners
$1.63M – – –
Citigroup
17
Citigroup
New York
$1.14M +$122K +5,085 +12%
JMPWA
18
JP Morgan Private Wealth Advisors
California
$1.08M – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.04M +$77.6K +3,246 +8%
CANC
20
Culbertson A N & Co
Virginia
$891K +$21.5K +900 +3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$589K +$241K +10,080 +73%
LIA
22
LBMC Investment Advisors
Tennessee
$526K – – –
AIG
23
American International Group
New York
$517K +$324K +13,569 +183%
CIBC World Market
24
CIBC World Market
Ontario, Canada
$498K – – –
LW
25
Linscomb Wealth
Texas
$493K +$478K +20,010 New
1
2

EES Hedge Fund Activity: Q3 2013 in Review

41 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2013, worth a combined $121M — up 17% from $103M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new EES positions and 2 closed out — a net gain of 4 holders — while 19 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $4.47M. The largest seller was Compass Efficient Model Portfolios, cutting an estimated $2.89M.

  • 41 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2013, up from 37 in Q2 2013.
  • Funds reported $121M of WisdomTree US SmallCap Earnings Fund stock for Q3 2013, up 17% quarter-over-quarter.
  • 6 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2013 and 2 closed out, a net change of +4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2013 was Morgan Stanley, an estimated $4.47M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2013 was Compass Efficient Model Portfolios, an estimated $2.89M sold.

Based on aggregated 13F filings for Q3 2013.