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WisdomTree US SmallCap Earnings Fund
EES

67 hedge funds and large institutions have $252M invested in WisdomTree US SmallCap Earnings Fund in 2017 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

47% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 19

6% more capital invested

Capital invested by funds: $237M → $252M (+$14.8M)

0.24% less ownership

Funds ownership: 48.28% → 48.04% (-0.24%)

11% less funds holding

Funds holding: 75 → 67 (-8)

62% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 13

Holders
67
Holders Change
-8
Holders Change %
-10.67%
% of All Funds
1.67%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
5
Increased
28
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$2.97M
2
LW
Linscomb Wealth
Texas
+$770K
3
3AM
3D Asset Management
Connecticut
+$747K
4
Jane Street
Jane Street
New York
+$697K
5
LPL Financial
LPL Financial
California
+$436K

Top Sellers

1
BCM
Barometer Capital Management
Ontario, Canada
-$2.79M
2
UBS Group
UBS Group
Switzerland
-$2.06M
3
Bank of America
Bank of America
North Carolina
-$839K
4
LIA
LBMC Investment Advisors
Tennessee
-$737K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$509K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$41.8M +$2.97M +90,585 +8%
3AM
2
3D Asset Management
Connecticut
$34.1M +$747K +22,810 +2%
SWM
3
SVA Wealth Management
Wisconsin
$30.9M +$377K +11,504 +1%
UBS Group
4
UBS Group
Switzerland
$23.6M -$2.06M -62,985 -9%
Bank of America
5
Bank of America
North Carolina
$20.3M -$839K -25,635 -4%
LW
6
Linscomb Wealth
Texas
$18.9M +$770K +23,510 +5%
Wells Fargo
7
Wells Fargo
California
$10.8M +$338K +10,328 +3%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$8.69M -$255K -7,791 -3%
HighTower Advisors
9
HighTower Advisors
Illinois
$6.19M -$70.1K -2,140 -1%
CIC
10
Cutler Investment Counsel
Oregon
$4.94M +$140K +4,271 +3%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$4.11M +$67.7K +2,069 +2%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$4M +$31.7K +967 +0.9%
LPL Financial
13
LPL Financial
California
$3.35M +$436K +13,321 +16%
TA
14
TMD & Associates
Arizona
$3.17M -$67.6K -2,065 -2%
KLI
15
Kelman-Lazarov Inc
Tennessee
$2.8M +$124K +3,801 +5%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.68M -$6.35K -194 -0.3%
AI
17
Atria Investments
North Carolina
$2.65M +$95K +2,902 +4%
CANC
18
Culbertson A N & Co
Virginia
$2.25M +$161K +4,908 +8%
CCA
19
Clearwater Capital Advisors
Illinois
$2.11M +$381K +11,637 +24%
JMPWA
20
JP Morgan Private Wealth Advisors
California
$2.01M +$67.6K +2,064 +4%
RJFSA
21
Raymond James Financial Services Advisors
Florida
$1.89M +$13.8K +420 +0.8%
AssetMark Inc
22
AssetMark Inc
California
$1.86M +$28.3K +865 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.65M -$509K -15,539 -25%
UCFA
24
United Capital Financial Advisors
Texas
$1.41M -$396K -12,088 -23%
GLRA
25
Gerald L. Ray & Associates
Texas
$1.27M -$42.3K -1,291 -3%
1
2 3 4

EES Hedge Fund Activity: Q3 2017 in Review

67 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2017, worth a combined $252M — up 6.2% from $237M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of EES and 5 opened new positions — a net loss of 8 holders — while 19 trimmed existing stakes and 28 added.

The largest buyer was Morgan Stanley, adding an estimated $2.97M. The largest seller was Barometer Capital Management, exiting entirely with an estimated $2.79M sold.

  • 67 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2017, down from 75 in Q2 2017.
  • Funds reported $252M of WisdomTree US SmallCap Earnings Fund stock for Q3 2017, up 6.2% quarter-over-quarter.
  • 5 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2017 and 13 closed out, a net change of -8 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2017 was Morgan Stanley, an estimated $2.97M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2017 was Barometer Capital Management, an estimated $2.79M sold.

Based on aggregated 13F filings for Q3 2017.