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WisdomTree US SmallCap Earnings Fund
EES

48 hedge funds and large institutions have $183M invested in WisdomTree US SmallCap Earnings Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 22 increasing their positions, 14 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

57% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 14

52% more capital invested

Capital invested by funds: $121M → $183M (+$62.6M)

17% more funds holding

Funds holding: 41 → 48 (+7)

8.43% more ownership

Funds ownership: 130.48% → 138.91% (+8.4%)

Holders
48
Holders Change
+7
Holders Change %
+17.07%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
9
Increased
22
Reduced
14
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$13.4M
2
Morgan Stanley
Morgan Stanley
New York
+$8.2M
3
Wells Fargo
Wells Fargo
California
+$7.69M
4
SG Americas Securities
SG Americas Securities
New York
+$5.21M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.45M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$438K
2
FAAS
First Allied Advisory Services
California
-$238K
3
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$188K
4
MWP
Moller Wealth Partners
-$176K
5
EIA
Edgemoor Investment Advisors
Maryland
-$118K
Name Holding Trade Value Shares
Change 		Change in
Stake
3AM
1
3D Asset Management
Connecticut
$36.1M -$5.36K -207 -0%
Bank of America
2
Bank of America
North Carolina
$19.7M +$13.4M +517,359 +249%
Morgan Stanley
3
Morgan Stanley
New York
$17.4M +$8.2M +316,749 +98%
Wells Fargo
4
Wells Fargo
California
$15.4M +$7.69M +297,195 +110%
GI
5
Gradient Investments
Minnesota
$12.3M +$2.02M +78,222 +21%
EIA
6
Edgemoor Investment Advisors
Maryland
$10M -$118K -4,578 -1%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$6.84M +$481K +18,597 +8%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$6.75M -$188K -7,248 -3%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$6.6M +$1.51M +58,239 +32%
U
10
UBS
Switzerland
$6.22M +$37.9K +1,464 +0.6%
SG Americas Securities
11
SG Americas Securities
New York
$5.48M +$5.21M +201,393 New
CIC
12
Cutler Investment Counsel
Oregon
$5.33M +$101K +3,903 +2%
LPL Financial
13
LPL Financial
California
$5.19M +$1.47M +56,640 +42%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$4.78M +$3.45M +133,428 +316%
Ameriprise
15
Ameriprise
Minnesota
$3.79M +$27.2K +1,050 +0.8%
LW
16
Linscomb Wealth
Texas
$3.16M +$2.49M +96,033 +480%
JWA
17
JFS Wealth Advisors
Pennsylvania
$2.42M -$51.6K -1,992 -2%
PI
18
Placemark Investments
Illinois
$1.85M +$47.1K +1,818 +3%
MWP
19
Moller Wealth Partners
$1.61M -$176K -6,804 -10%
AIG
20
American International Group
New York
$1.46M +$847K +32,724 +156%
Citigroup
21
Citigroup
New York
$1.23M -$31.3K -1,209 -3%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$1.19M – – –
CANC
23
Culbertson A N & Co
Virginia
$1.02M +$31.8K +1,230 +3%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$851K +$191K +7,392 +31%
CIBC World Market
25
CIBC World Market
Ontario, Canada
$716K +$159K +6,144 +30%
1
2

EES Hedge Fund Activity: Q4 2013 in Review

48 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2013, worth a combined $183M — up 52% from $121M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new EES positions and 2 closed out — a net gain of 7 holders — while 22 added to existing stakes and 14 trimmed.

The largest buyer was Bank of America, adding an estimated $13.4M. The largest seller was Goldman Sachs, exiting entirely with an estimated $438K sold.

  • 48 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2013, up from 41 in Q3 2013.
  • Funds reported $183M of WisdomTree US SmallCap Earnings Fund stock for Q4 2013, up 52% quarter-over-quarter.
  • 9 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2013 and 2 closed out, a net change of +7 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2013 was Bank of America, an estimated $13.4M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2013 was Goldman Sachs, an estimated $438K sold.

Based on aggregated 13F filings for Q4 2013.