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WisdomTree US SmallCap Earnings Fund

59 hedge funds and large institutions have $167M invested in WisdomTree US SmallCap Earnings Fund in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 18 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 18

0% more funds holding

Funds holding: 5959 (0)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

11.93% less ownership

Funds ownership: 135.98%124.04% (-12%)

21% less capital invested

Capital invested by funds: $210M → $167M (-$43.1M)

Holders
59
Holders Change
Holders Change %
0%
% of All Funds
1.71%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
7
Increased
20
Reduced
18
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
3AM
1
3D Asset Management
Connecticut
$23.2M -$11.5M -429,486 -32%
U
2
UBS
Switzerland
$20.4M +$232K +8,685 +1%
GI
3
Gradient Investments
Minnesota
$17.4M +$1.81M +67,881 +11%
SWM
4
SVA Wealth Management
Wisconsin
$12.6M +$412K +15,432 +3%
Wells Fargo
5
Wells Fargo
California
$12.2M -$1.44M -53,973 -10%
Morgan Stanley
6
Morgan Stanley
New York
$11.3M -$4.03M -150,855 -25%
LW
7
Linscomb Wealth
Texas
$8.2M +$501K +18,750 +6%
Bank of America
8
Bank of America
North Carolina
$7.1M +$880K +32,976 +13%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$6.69M -$916K -34,326 -12%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$6.3M -$353K -13,239 -5%
CIC
11
Cutler Investment Counsel
Oregon
$5.31M +$271K +10,167 +5%
LPL Financial
12
LPL Financial
California
$5.22M -$288K -10,776 -5%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$3.55M -$5.23M -195,744 -58%
Ameriprise
14
Ameriprise
Minnesota
$3.1M -$120K -4,482 -4%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.72M +$1.32M +49,374 +86%
SG Americas Securities
16
SG Americas Securities
New York
$2.13M +$402K +15,042 +22%
UCFA
17
United Capital Financial Advisors
Texas
$1.81M -$42.7K -1,599 -2%
VKH
18
Virtu KCG Holdings
New York
$1.62M +$1.71M +63,915 New
PI
19
Placemark Investments
Illinois
$1.58M +$127K +4,749 +8%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$1.22M +$182K +6,822 +17%
JMPWA
21
JP Morgan Private Wealth Advisors
California
$1.11M
MWP
22
Moller Wealth Partners
$1.01M
CANC
23
Culbertson A N & Co
Virginia
$924K -$28K -1,050 -3%
AIG
24
American International Group
New York
$915K +$151K +5,640 +19%
Citigroup
25
Citigroup
New York
$870K -$148K -5,547 -14%

EES Hedge Fund Activity: Q3 2014 in Review

59 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2014, worth a combined $167M — down 21% from $210M a quarter earlier.

Fund positioning in EES was balanced in Q3 2014: 7 funds opened new positions, 7 closed out, 20 added to existing stakes and 18 trimmed.

The largest buyer was Gradient Investments, adding an estimated $1.81M. The largest seller was 3D Asset Management, cutting an estimated $11.5M.

  • 59 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $167M of WisdomTree US SmallCap Earnings Fund stock for Q3 2014, down 21% quarter-over-quarter.
  • 7 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2014 and 7 closed out, a net change of 0 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2014 was Gradient Investments, an estimated $1.81M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2014 was 3D Asset Management, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2014.