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WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $295M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 38 increasing their positions, 33 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 33

1.77% more ownership

Funds ownership: 47.65% → 49.42% (+1.8%)

2% less capital invested

Capital invested by funds: $300M → $295M (-$5.39M)

3% less funds holding

Funds holding: 114 → 111 (-3)

30% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 10

Holders
111
Holders Change
-3
Holders Change %
-2.63%
% of All Funds
1.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
38
Reduced
33
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
Cetera Advisors
Colorado
+$5.56M
2
UBS Group
UBS Group
Switzerland
+$2.25M
3
RJA
Raymond James & Associates
Florida
+$1.83M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$1.2M
5
Creative Planning
Creative Planning
Kansas
+$583K

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$3.61M
2
Morgan Stanley
Morgan Stanley
New York
-$1.5M
3
LW
Linscomb Wealth
Texas
-$1.44M
4
Citigroup
Citigroup
New York
-$1.3M
5
Citadel Advisors
Citadel Advisors
Florida
-$1.2M
Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$34.1M +$2.25M +46,459 +7%
Morgan Stanley
2
Morgan Stanley
New York
$32.9M -$1.5M -31,070 -4%
Bank of America
3
Bank of America
North Carolina
$25.9M +$28.6K +592 +0.1%
SC
4
Savant Capital
Illinois
$22.6M -$287K -5,930 -1%
LW
5
Linscomb Wealth
Texas
$18.7M -$1.44M -29,761 -7%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$15.3M +$68.8K +1,424 +0.5%
3LCM
7
3D/L Capital Management
Connecticut
$14.5M +$16.4K +339 +0.1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$13.8M +$1.2M +24,821 +10%
LPL Financial
9
LPL Financial
California
$13.5M -$460K -9,511 -3%
Ameriprise
10
Ameriprise
Minnesota
$11.1M +$340K +7,040 +3%
FA
11
Forefront Analytics
Pennsylvania
$8.92M +$168K +3,475 +2%
CA
12
Cetera Advisors
Colorado
$5.56M +$5.56M +114,969 New
SAM
13
Smithbridge Asset Management
Pennsylvania
$4.87M +$31.2K +645 +0.6%
9WM
14
9258 Wealth Management
Ohio
$4.49M – – –
Wells Fargo
15
Wells Fargo
California
$3.92M -$3.61M -74,739 -48%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$3.85M -$189K -3,913 -5%
CANC
17
Culbertson A N & Co
Virginia
$3.36M +$300K +6,200 +10%
PA
18
PSI Advisors
Florida
$3.24M +$164K +3,387 +5%
ZIG
19
Zurich Insurance Group
Switzerland
$3.17M -$264K -5,465 -8%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$3.03M -$680K -14,069 -18%
Stifel Financial
21
Stifel Financial
Missouri
$2.46M +$135K +2,786 +6%
RJA
22
Raymond James & Associates
Florida
$2.44M +$1.83M +37,768 +296%
CAN
23
Cetera Advisor Networks
California
$2.42M -$984K -20,361 -29%
MML Investors Services
24
MML Investors Services
Massachusetts
$2.34M -$74.5K -1,540 -3%
Osaic Holdings
25
Osaic Holdings
Arizona
$2.32M -$239K -4,939 -9%
1
2 3 4 5

EES Hedge Fund Activity: Q3 2021 in Review

111 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2021, worth a combined $295M — down 1.8% from $300M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of EES and 7 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 38 added.

The largest buyer was Cetera Advisors, opening a new position worth an estimated $5.56M. The largest seller was Wells Fargo, cutting an estimated $3.61M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2021, down from 114 in Q2 2021.
  • Funds reported $295M of WisdomTree US SmallCap Earnings Fund stock for Q3 2021, down 1.8% quarter-over-quarter.
  • 7 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2021 and 10 closed out, a net change of -3 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2021 was Cetera Advisors, an estimated $5.56M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2021 was Wells Fargo, an estimated $3.61M sold.

Based on aggregated 13F filings for Q3 2021.