We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

111 hedge funds and large institutions have $323M invested in WisdomTree US SmallCap Earnings Fund in 2021 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more capital invested

Capital invested by funds: $223M → $323M (+$100M)

11% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 18

5.09% more ownership

Funds ownership: 50.01% → 55.09% (+5.1%)

1% less funds holding

Funds holding: 112 → 111 (-1)

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

Holders
111
Holders Change
-1
Holders Change %
-0.89%
% of All Funds
1.95%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
20
Increased
33
Reduced
35
Closed
18
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$15.5M
2
UBS Group
UBS Group
Switzerland
+$11.5M
3
SW
Signify Wealth
Missouri
+$8.24M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$5.85M
5
Morgan Stanley
Morgan Stanley
New York
+$2.99M

Top Sellers

1
BFG
Berger Financial Group
Minnesota
-$2.91M
2
3LCM
3D/L Capital Management
Connecticut
-$2.58M
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$2.55M
4
SC
Savant Capital
Illinois
-$2.27M
5
Citadel Advisors
Citadel Advisors
Florida
-$2.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.1M +$2.99M +66,990 +11%
UBS Group
2
UBS Group
Switzerland
$29.1M +$11.5M +257,782 +72%
Bank of America
3
Bank of America
North Carolina
$24.8M +$733K +16,447 +3%
SC
4
Savant Capital
Illinois
$23.8M -$2.27M -50,864 -9%
LPL Financial
5
LPL Financial
California
$21.3M +$15.5M +347,969 +344%
LW
6
Linscomb Wealth
Texas
$20.6M -$732K -16,426 -4%
3LCM
7
3D/L Capital Management
Connecticut
$15.8M -$2.58M -57,947 -15%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$15.3M +$5.85M +131,313 +68%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.2M -$2.55M -57,299 -18%
EF
10
Empowered Funds
Pennsylvania
$11M – – –
Ameriprise
11
Ameriprise
Minnesota
$10.3M +$1.47M +33,003 +18%
SW
12
Signify Wealth
Missouri
$8.76M +$8.24M +184,887 New
FA
13
Forefront Analytics
Pennsylvania
$8.36M -$491K -11,012 -6%
Wells Fargo
14
Wells Fargo
California
$7.04M +$2.35M +52,648 +55%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$6.66M +$2.34M +52,539 +60%
AW
16
ACG Wealth
Georgia
$6.06M -$338K -7,591 -6%
SAM
17
Smithbridge Asset Management
Pennsylvania
$4.87M +$52.3K +1,174 +1%
9WM
18
9258 Wealth Management
Ohio
$4.4M – – –
CAN
19
Cetera Advisor Networks
California
$3.36M -$236K -5,299 -7%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$3.35M -$1.29M -29,014 -29%
PA
21
PSI Advisors
Florida
$3.1M -$58.2K -1,306 -2%
CANC
22
Culbertson A N & Co
Virginia
$3M -$82.3K -1,846 -3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$2.39M +$1.25M +27,954 +125%
Osaic Holdings
24
Osaic Holdings
Arizona
$2.23M +$111K +2,499 +6%
TVAMP
25
Tennessee Valley Asset Management Partners
Tennessee
$2.02M -$1.97M -44,149 -51%
1
2 3 4 5

EES Hedge Fund Activity: Q1 2021 in Review

111 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q1 2021, worth a combined $323M — up 45% from $223M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new EES positions and 18 closed out — a net gain of 2 holders — while 33 added to existing stakes and 35 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.5M. The largest seller was Berger Financial Group, cutting an estimated $2.91M.

  • 111 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q1 2021, down from 112 in Q4 2020.
  • Funds reported $323M of WisdomTree US SmallCap Earnings Fund stock for Q1 2021, up 45% quarter-over-quarter.
  • 20 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q1 2021 and 18 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q1 2021 was LPL Financial, an estimated $15.5M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q1 2021 was Berger Financial Group, an estimated $2.91M sold.

Based on aggregated 13F filings for Q1 2021.