We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

103 hedge funds and large institutions have $370M invested in WisdomTree US SmallCap Earnings Fund in 2018 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 42 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 20

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

7% more capital invested

Capital invested by funds: $348M → $370M (+$22.8M)

4% more funds holding

Funds holding: 99 → 103 (+4)

2.08% less ownership

Funds ownership: 50.27% → 48.19% (-2.1%)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

Holders
103
Holders Change
+4
Holders Change %
+4.04%
% of All Funds
2.35%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.07%
New
11
Increased
42
Reduced
20
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$3.82M
2
MIAN
Mariner Independent Advisor Network
Kansas
+$2.24M
3
UBS Group
UBS Group
Switzerland
+$1.31M
4
AW
ACG Wealth
Georgia
+$1.13M
5
Wells Fargo
Wells Fargo
California
+$927K

Top Sellers

1
AI
Atria Investments
North Carolina
-$2.8M
2
SEI Investments
SEI Investments
Pennsylvania
-$771K
3
RJA
Raymond James & Associates
Florida
-$650K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$640K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$455K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.3M +$158K +3,961 +0.2%
SWM
2
SVA Wealth Management
Wisconsin
$37.5M +$727K +18,170 +2%
3AM
3
3D Asset Management
Connecticut
$36.7M -$20.8K -520 -0.1%
UBS Group
4
UBS Group
Switzerland
$32.7M +$1.31M +32,803 +4%
Bank of America
5
Bank of America
North Carolina
$32.3M +$3.82M +95,631 +13%
LW
6
Linscomb Wealth
Texas
$27.9M +$830K +20,757 +3%
Wells Fargo
7
Wells Fargo
California
$19.4M +$927K +23,192 +5%
DLIC
8
Daido Life Insurance Company
Japan
$14.4M – – –
HighTower Advisors
9
HighTower Advisors
Illinois
$7.93M +$219K +5,478 +3%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$6.61M -$455K -11,389 -6%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$6.35M +$347K +8,687 +6%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.87M +$59.8K +1,495 +1%
CIC
13
Cutler Investment Counsel
Oregon
$5.77M +$81.6K +2,041 +1%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$5.5M +$155K +3,868 +3%
LPL Financial
15
LPL Financial
California
$3.46M +$166K +4,141 +5%
FA
16
Forefront Analytics
Pennsylvania
$3.44M +$20.8K +521 +0.6%
UBS AM
17
UBS AM
Illinois
$3.21M – – –
Ameriprise
18
Ameriprise
Minnesota
$2.98M +$829K +20,740 +38%
KLI
19
Kelman-Lazarov Inc
Tennessee
$2.9M -$204K -5,104 -7%
MWM
20
Marietta Wealth Management
Georgia
$2.82M -$60.8K -1,520 -2%
CANC
21
Culbertson A N & Co
Virginia
$2.75M +$184K +4,600 +7%
CCA
22
Clearwater Capital Advisors
Illinois
$2.74M -$30.2K -755 -1%
JMPWA
23
JP Morgan Private Wealth Advisors
California
$2.49M -$23.8K -596 -0.9%
DC
24
Davenport & Co
Virginia
$2.27M +$628K +15,707 +38%
MIAN
25
Mariner Independent Advisor Network
Kansas
$2.23M +$2.24M +55,983 New
1
2 3 4 5

EES Hedge Fund Activity: Q3 2018 in Review

103 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2018, worth a combined $370M — up 6.6% from $348M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new EES positions and 7 closed out — a net gain of 4 holders — while 42 added to existing stakes and 20 trimmed.

The largest buyer was Bank of America, adding an estimated $3.82M. The largest seller was Atria Investments, cutting an estimated $2.8M.

  • 103 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2018, up from 99 in Q2 2018.
  • Funds reported $370M of WisdomTree US SmallCap Earnings Fund stock for Q3 2018, up 6.6% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2018 and 7 closed out, a net change of +4 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2018 was Bank of America, an estimated $3.82M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2018 was Atria Investments, an estimated $2.8M sold.

Based on aggregated 13F filings for Q3 2018.