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WisdomTree US SmallCap Earnings Fund

122 hedge funds and large institutions have $422M invested in WisdomTree US SmallCap Earnings Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 50 increasing their positions, 35 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 35

7% more capital invested

Capital invested by funds: $393M → $422M (+$28.5M)

2.09% more ownership

Funds ownership: 50.76%52.86% (+2.1%)

0% more funds holding

Funds holding: 122122 (0)

0% more funds holding in top 10

Funds holding in top 10: 44 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

Holders
122
Holders Change
Holders Change %
0%
% of All Funds
2.68%
Holding in Top 10
4
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
11
Increased
50
Reduced
35
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$54.7M +$22.2M +634,860 +70%
Morgan Stanley
2
Morgan Stanley
New York
$46.9M -$732K -20,968 -2%
SWM
3
SVA Wealth Management
Wisconsin
$40.8M -$221K -6,319 -0.5%
LW
4
Linscomb Wealth
Texas
$26.1M +$442K +12,658 +2%
3AM
5
3D Asset Management
Connecticut
$17.4M +$672K +19,260 +4%
DLIC
6
Daido Life Insurance Company
Japan
$14.8M +$1.86M +53,368 +15%
UBS Group
7
UBS Group
Switzerland
$13.2M -$3.08M -88,358 -19%
HFA
8
Huber Financial Advisors
Illinois
$12.9M +$2.84M +81,389 +29%
Ameriprise
9
Ameriprise
Minnesota
$10.9M +$1.05M +30,152 +11%
AW
10
ACG Wealth
Georgia
$10.3M -$13.3K -380 -0.1%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$10.1M +$167K +4,778 +2%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$9.56M +$47K +1,347 +0.5%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$8.46M +$640K +18,335 +8%
Wells Fargo
14
Wells Fargo
California
$7.19M -$2.73M -78,323 -28%
HighTower Advisors
15
HighTower Advisors
Illinois
$6.9M -$301K -8,619 -4%
CCFM
16
Clear Creek Financial Management
Washington
$6.28M -$1.81M -51,772 -24%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$6.21M -$207K -5,924 -3%
SWP
18
Stratos Wealth Partners
Ohio
$5.39M +$128K +3,681 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$5.31M +$224K +6,419 +5%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$4.92M -$4.57M -130,833 -49%
DC
21
Davenport & Co
Virginia
$4.69M -$66.8K -1,913 -1%
CIC
22
Cutler Investment Counsel
Oregon
$4.41M -$179K -5,118 -4%
AWM
23
AE Wealth Management
Kansas
$3.98M +$2.22M +63,506 +131%
HCA
24
Heck Capital Advisors
Wisconsin
$3.96M +$3.88M +111,211 New
Citigroup
25
Citigroup
New York
$3.79M -$110K -3,160 -3%

EES Hedge Fund Activity: Q3 2019 in Review

122 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2019, worth a combined $422M — up 7.2% from $393M a quarter earlier.

Fund positioning in EES was balanced in Q3 2019: 11 funds opened new positions, 11 closed out, 50 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $22.2M. The largest seller was Ladenburg Thalmann Financial Services, cutting an estimated $4.57M.

  • 122 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2019, unchanged from Q2 2019.
  • Funds reported $422M of WisdomTree US SmallCap Earnings Fund stock for Q3 2019, up 7.2% quarter-over-quarter.
  • 11 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2019 and 11 closed out, a net change of 0 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2019 was Bank of America, an estimated $22.2M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2019 was Ladenburg Thalmann Financial Services, an estimated $4.57M sold.

Based on aggregated 13F filings for Q3 2019.