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WisdomTree US SmallCap Earnings Fund
EES

109 hedge funds and large institutions have $288M invested in WisdomTree US SmallCap Earnings Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 36 increasing their positions, 23 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

62% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 13

57% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 23

6% more funds holding

Funds holding: 103 → 109 (+6)

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

1.05% less ownership

Funds ownership: 48.19% → 47.14% (-1.1%)

22% less capital invested

Capital invested by funds: $370M → $288M (-$82.4M)

Holders
109
Holders Change
+6
Holders Change %
+5.83%
% of All Funds
2.43%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
21
Increased
36
Reduced
23
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWM
SVA Wealth Management
Wisconsin
+$3.94M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$3.31M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$3.21M
4
Ameriprise
Ameriprise
Minnesota
+$2.09M
5
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$1.76M

Top Sellers

1
3AM
3D Asset Management
Connecticut
-$15.5M
2
Morgan Stanley
Morgan Stanley
New York
-$11.2M
3
Bank of America
Bank of America
North Carolina
-$4.82M
4
Wells Fargo
Wells Fargo
California
-$3.23M
5
MIAN
Mariner Independent Advisor Network
Kansas
-$1.3M
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.3M -$11.2M -313,301 -19%
SWM
2
SVA Wealth Management
Wisconsin
$33.7M +$3.94M +110,434 +12%
UBS Group
3
UBS Group
Switzerland
$25.9M -$495K -13,886 -2%
Bank of America
4
Bank of America
North Carolina
$21.7M -$4.82M -135,255 -17%
LW
5
Linscomb Wealth
Texas
$21.3M -$1.24M -34,632 -5%
3AM
6
3D Asset Management
Connecticut
$15.6M -$15.5M -435,187 -47%
Wells Fargo
7
Wells Fargo
California
$12.7M -$3.23M -90,607 -19%
DLIC
8
Daido Life Insurance Company
Japan
$11.6M – – –
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$8.2M +$3.21M +90,052 +54%
HighTower Advisors
10
HighTower Advisors
Illinois
$6.4M +$22.5K +631 +0.3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$5.7M +$653K +18,304 +11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5.17M +$496K +13,915 +9%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$4.56M +$3.31M +92,782 +187%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$4.45M +$29.9K +839 +0.6%
Ameriprise
15
Ameriprise
Minnesota
$4.29M +$2.09M +58,629 +78%
CIC
16
Cutler Investment Counsel
Oregon
$4.14M -$560K -15,715 -11%
LPL Financial
17
LPL Financial
California
$3.64M +$961K +26,952 +31%
BFG
18
Barber Financial Group
Kansas
$2.38M +$1.03M +28,918 +64%
CCA
19
Clearwater Capital Advisors
Illinois
$2.32M +$129K +3,631 +5%
KLI
20
Kelman-Lazarov Inc
Tennessee
$2.28M -$55.9K -1,567 -2%
UBS AM
21
UBS AM
Illinois
$2.27M -$345K -9,686 -12%
CANC
22
Culbertson A N & Co
Virginia
$2.25M +$51.7K +1,451 +2%
RJA
23
Raymond James & Associates
Florida
$2.22M +$1.19M +33,308 +93%
JMPWA
24
JP Morgan Private Wealth Advisors
California
$2.17M +$186K +5,208 +8%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$1.95M +$424K +11,903 +24%
1
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EES Hedge Fund Activity: Q4 2018 in Review

109 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2018, worth a combined $288M — down 22% from $370M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new EES positions and 13 closed out — a net gain of 8 holders — while 36 added to existing stakes and 23 trimmed.

The largest buyer was SVA Wealth Management, adding an estimated $3.94M. The largest seller was 3D Asset Management, cutting an estimated $15.5M.

  • 109 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2018, up from 103 in Q3 2018.
  • Funds reported $288M of WisdomTree US SmallCap Earnings Fund stock for Q4 2018, down 22% quarter-over-quarter.
  • 21 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2018 and 13 closed out, a net change of +8 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2018 was SVA Wealth Management, an estimated $3.94M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2018 was 3D Asset Management, an estimated $15.5M sold.

Based on aggregated 13F filings for Q4 2018.