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WisdomTree US SmallCap Earnings Fund
EES

126 hedge funds and large institutions have $386M invested in WisdomTree US SmallCap Earnings Fund in 2022 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 42 increasing their positions, 34 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

171% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 7

24% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 34

17% more capital invested

Capital invested by funds: $331M → $386M (+$55M)

9% more funds holding

Funds holding: 116 → 126 (+10)

0.37% less ownership

Funds ownership: 61.16% → 60.79% (-0.37%)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
126
Holders Change
+10
Holders Change %
+8.62%
% of All Funds
2.03%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.03%
New
19
Increased
42
Reduced
34
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$20M
2
GI
Gradient Investments
Minnesota
+$12.6M
3
SWP
Stratos Wealth Partners
Ohio
+$8.56M
4
Bank of America
Bank of America
North Carolina
+$2.22M
5
MML Investors Services
MML Investors Services
Massachusetts
+$2.17M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$6.63M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.76M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.7M
4
Morgan Stanley
Morgan Stanley
New York
-$3.85M
5
TRCT
Tower Research Capital (TRC)
New York
-$2.27M
Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$45.7M +$20M +462,966 +76%
UBS Group
2
UBS Group
Switzerland
$38.6M -$6.63M -153,281 -14%
Morgan Stanley
3
Morgan Stanley
New York
$32M -$3.85M -89,143 -11%
Bank of America
4
Bank of America
North Carolina
$26.3M +$2.22M +51,442 +9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$21.3M +$880K +20,370 +4%
KAS
6
Kestra Advisory Services
Texas
$21M +$509K +11,767 +2%
SC
7
Savant Capital
Illinois
$16.9M -$649K -15,004 -4%
GI
8
Gradient Investments
Minnesota
$12.4M +$12.6M +291,222 +388,296%
LW
9
Linscomb Wealth
Texas
$12.4M -$444K -10,263 -3%
Ameriprise
10
Ameriprise
Minnesota
$11.5M +$1.21M +28,033 +12%
3LCM
11
3D/L Capital Management
Connecticut
$10.4M +$105K +2,433 +1%
SPA
12
Shore Point Advisors
New Jersey
$10M -$173K -4,012 -2%
SWP
13
Stratos Wealth Partners
Ohio
$8.72M +$8.56M +198,115 +3,025%
KSWA
14
Kathleen S. Wright Associates
Pennsylvania
$8.2M +$572K +13,223 +7%
CA
15
Cetera Advisors
Colorado
$7.5M +$419K +9,696 +6%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$6.69M +$683K +15,790 +11%
Wells Fargo
17
Wells Fargo
California
$6.65M +$2M +46,184 +42%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$6.63M -$138K -3,190 -2%
CAN
19
Cetera Advisor Networks
California
$5.38M +$1.55M +35,959 +40%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.03M -$544K -12,585 -10%
MML Investors Services
21
MML Investors Services
Massachusetts
$4.9M +$2.17M +50,181 +77%
SAM
22
Smithbridge Asset Management
Pennsylvania
$4.26M -$94.7K -2,191 -2%
9WM
23
9258 Wealth Management
Ohio
$3.88M -$2.16K -50 -0.1%
AWM
24
AE Wealth Management
Kansas
$3.21M +$225K +5,206 +7%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$3.08M -$4.7M -108,650 -60%
1
2 3 4 5

EES Hedge Fund Activity: Q4 2022 in Review

126 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q4 2022, worth a combined $386M — up 17% from $331M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new EES positions and 7 closed out — a net gain of 12 holders — while 42 added to existing stakes and 34 trimmed.

The largest buyer was LPL Financial, adding an estimated $20M. The largest seller was UBS Group, cutting an estimated $6.63M.

  • 126 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q4 2022, up from 116 in Q3 2022.
  • Funds reported $386M of WisdomTree US SmallCap Earnings Fund stock for Q4 2022, up 17% quarter-over-quarter.
  • 19 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q4 2022 and 7 closed out, a net change of +12 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q4 2022 was LPL Financial, an estimated $20M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q4 2022 was UBS Group, an estimated $6.63M sold.

Based on aggregated 13F filings for Q4 2022.