We are live on ! Find out more
EES icon

WisdomTree US SmallCap Earnings Fund
EES

63 hedge funds and large institutions have $189M invested in WisdomTree US SmallCap Earnings Fund in 2016 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

9% more capital invested

Capital invested by funds: $173M → $189M (+$15.3M)

3.26% more ownership

Funds ownership: 140.08% → 143.34% (+3.3%)

0% more funds holding

Funds holding: 63 → 63 (0)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

5% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 21

Holders
63
Holders Change
–
Holders Change %
0%
% of All Funds
1.68%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
20
Reduced
21
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SWM
SVA Wealth Management
Wisconsin
+$3.96M
2
UBS Group
UBS Group
Switzerland
+$1.81M
3
CIC
Cutler Investment Counsel
Oregon
+$1.17M
4
Jane Street
Jane Street
New York
+$1.14M
5
Morgan Stanley
Morgan Stanley
New York
+$1.07M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$4.16M
2
Bank of America
Bank of America
North Carolina
-$2.98M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$1.23M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$1.16M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$783K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$26.9M +$1.07M +38,685 +4%
3AM
2
3D Asset Management
Connecticut
$24.8M -$706K -25,476 -3%
UBS Group
3
UBS Group
Switzerland
$23.8M +$1.81M +65,325 +8%
SWM
4
SVA Wealth Management
Wisconsin
$23.6M +$3.96M +143,103 +21%
Bank of America
5
Bank of America
North Carolina
$13.6M -$2.98M -107,631 -18%
LW
6
Linscomb Wealth
Texas
$13.1M +$499K +18,012 +4%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$8.82M -$1.16M -41,988 -12%
CIC
8
Cutler Investment Counsel
Oregon
$4.54M +$1.17M +42,390 +36%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$4.47M -$783K -28,266 -15%
Wells Fargo
10
Wells Fargo
California
$3.73M +$784K +28,284 +27%
Jane Street
11
Jane Street
New York
$3.51M +$1.14M +41,097 +50%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$2.96M -$1.23M -44,265 -30%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$2.84M +$761K +27,480 +38%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$2.57M +$90.8K +3,276 +4%
HighTower Advisors
15
HighTower Advisors
Illinois
$2.4M -$32K -1,155 -1%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$2.28M +$137K +4,935 +7%
KLI
17
Kelman-Lazarov Inc
Tennessee
$1.91M +$184K +6,630 +11%
LPL Financial
18
LPL Financial
California
$1.68M +$43.8K +1,581 +3%
AI
19
Atria Investments
North Carolina
$1.68M +$425K +15,348 +35%
Goldman Sachs
20
Goldman Sachs
New York
$1.61M -$4.16M -150,000 -73%
UCFA
21
United Capital Financial Advisors
Texas
$1.51M -$7.15K -258 -0.5%
CANC
22
Culbertson A N & Co
Virginia
$1.32M -$22.9K -825 -2%
GLRA
23
Gerald L. Ray & Associates
Texas
$1.13M +$818K +29,514 +283%
RJA
24
Raymond James & Associates
Florida
$1.12M +$49.4K +1,782 +5%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.02M -$39.1K -1,410 -4%
1
2 3

EES Hedge Fund Activity: Q3 2016 in Review

63 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in WisdomTree US SmallCap Earnings Fund (EES) for Q3 2016, worth a combined $189M — up 8.8% from $173M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new EES positions and 3 closed out — a net gain of 2 holders — while 20 added to existing stakes and 21 trimmed.

The largest buyer was SVA Wealth Management, adding an estimated $3.96M. The largest seller was Goldman Sachs, cutting an estimated $4.16M.

  • 63 institutional investors held WisdomTree US SmallCap Earnings Fund (EES) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $189M of WisdomTree US SmallCap Earnings Fund stock for Q3 2016, up 8.8% quarter-over-quarter.
  • 5 funds opened new WisdomTree US SmallCap Earnings Fund positions in Q3 2016 and 3 closed out, a net change of +2 holders.
  • The largest WisdomTree US SmallCap Earnings Fund buyer in Q3 2016 was SVA Wealth Management, an estimated $3.96M added.
  • The largest WisdomTree US SmallCap Earnings Fund seller in Q3 2016 was Goldman Sachs, an estimated $4.16M sold.

Based on aggregated 13F filings for Q3 2016.