Ladenburg Thalmann Financial Services’s WisdomTree US SmallCap Earnings Fund EES Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio EES Stock Details EES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.18M	Sell	68,403 -69,662	-50%	-$2.57M	0.01%	828
2019 Q3	$4.92M	Sell	138,065 -130,833	-49%	-$4.57M	0.03%	471
2019 Q2	$9.65M	Sell	268,898 -9,882	-4%	-$357K	0.07%	278
2019 Q1	$10.1M	Buy	278,780 +139,763	+101%	+$5.04M	0.08%	243
2018 Q4	$4.45M	Buy	139,017 +839	+0.6%	+$29.9K	0.04%	404
2018 Q3	$5.5M	Buy	138,178 +3,868	+3%	+$155K	0.05%	360
2018 Q2	$4.8M	Hold	134,310	–	–	0.04%	372
2018 Q1	$4.8M	Buy	134,310 +11,687	+10%	+$426K	0.04%	372
2017 Q4	$4.44M	Buy	122,623 +5,244	+4%	+$187K	0.04%	379
2017 Q3	$4.11M	Buy	117,379 +2,069	+2%	+$67.7K	0.04%	366
2017 Q2	$3.79M	Buy	115,310 +17,596	+18%	+$569K	0.04%	360
2017 Q1	$3.15M	Buy	97,714 +6,328	+7%	+$204K	0.04%	403
2016 Q4	$2.97M	Buy	91,386 +10,866	+13%	+$325K	0.04%	389
2016 Q3	$2.28M	Buy	80,520 +4,935	+7%	+$137K	0.03%	450
2016 Q2	$1.99M	Buy	75,585 +29,940	+66%	+$779K	0.03%	464
2016 Q1	$1.17M	Buy	45,645 +13,215	+41%	+$312K	0.02%	627
2015 Q4	$819K	Sell	32,430 -3,915	-11%	-$102K	0.02%	780
2015 Q3	$890K	Buy	36,345 +570	+2%	+$15K	0.02%	698
2015 Q2	$1.01M	Sell	35,775 -1,089	-3%	-$31K	0.02%	695
2015 Q1	$1.04M	Buy	36,864 +7,068	+24%	+$193K	0.02%	665
2014 Q4	$821K	Sell	29,796 -18,264	-38%	-$485K	0.02%	689
2014 Q3	$1.22M	Buy	48,060 +6,822	+17%	+$182K	0.03%	437
2014 Q2	$1.14M	Buy	41,238 +8,322	+25%	+$222K	0.03%	461
2014 Q1	$895K	Buy	32,916 +1,641	+5%	+$43.7K	0.03%	492
2013 Q4	$851K	Buy	31,275 +7,392	+31%	+$191K	0.03%	501
2013 Q3	$589K	Buy	23,883 +10,080	+73%	+$241K	0.02%	595
2013 Q2	$307K	Buy	+13,803	New	+$298K	0.01%	801

Other funds holding EES

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SWM

SVA Wealth Management Madison, Wisconsin $1.15B AUM 22.3% 1-Year Est. Return

Linscomb Wealth Houston, Texas $2.25B AUM 23.36% 1-Year Est. Return

3AM

3D Asset Management Hartford, Connecticut $360M AUM 1.09% 1-Year Est. Return

HFA

Huber Financial Advisors Lincolnshire, Illinois $267M AUM 9.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Ladenburg Thalmann Financial Services's EES Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its WisdomTree US SmallCap Earnings Fund (EES) stake by 50% in Q4 2019, selling an estimated $2.57M and leaving 68,403 shares worth $2.18M. The position accounts for 0.01% of the portfolio, ranked #828.

Ladenburg Thalmann Financial Services first reported a position in EES in Q2 2013 and has held it in 27 quarters since. The position peaked at $10.1M in Q1 2019. 139 funds tracked by Wall St. Rank hold EES as of Q4 2019.

Ladenburg Thalmann Financial Services held 68,403 shares of WisdomTree US SmallCap Earnings Fund worth $2.18M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 69,662 WisdomTree US SmallCap Earnings Fund shares in Q4 2019, an estimated $2.57M.
WisdomTree US SmallCap Earnings Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #828 holding.
Ladenburg Thalmann Financial Services first reported a position in WisdomTree US SmallCap Earnings Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's WisdomTree US SmallCap Earnings Fund position peaked at $10.1M in Q1 2019.
139 funds tracked by Wall St. Rank held WisdomTree US SmallCap Earnings Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.