We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPNL
651
DELISTED
Direxion Daily Japan Bull 3x Shares
JPNL
$10K ﹤0.01%
250
– –
BFOR icon
652
Barron's 400 ETF
BFOR
$239M
$9K ﹤0.01%
1,200
– –
BKE icon
653
Buckle
BKE
$2.37B
$9K ﹤0.01%
200
-5
-2% -$228
EWC icon
654
iShares MSCI Canada ETF
EWC
$6.33B
$9K ﹤0.01%
292
-370
-56% -$10.7K
HIMX
655
Himax Technologies
HIMX
$2.55B
$9K ﹤0.01%
800
– –
HMC icon
656
Honda
HMC
$41.3B
$9K ﹤0.01%
260
– –
HPS
657
John Hancock Preferred Income Fund III
HPS
$458M
$9K ﹤0.01%
500
– –
IP icon
658
International Paper
IP
$22B
$9K ﹤0.01%
214
– –
IYK icon
659
iShares US Consumer Staples ETF
IYK
$1.41B
$9K ﹤0.01%
285
– –
JRS icon
660
Nuveen Real Estate Income Fund
JRS
$246M
$9K ﹤0.01%
800
– –
NFLX icon
661
Netflix
NFLX
$309B
$9K ﹤0.01%
+1,750
New +$10K
XEL icon
662
Xcel Energy
XEL
$48.8B
$9K ﹤0.01%
300
-259
-46% -$7.55K
ZTS icon
663
Zoetis
ZTS
$30B
$9K ﹤0.01%
295
– –
FMO
664
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$9K ﹤0.01%
67
– –
HBMD
665
DELISTED
Howard Bancorp, Inc. Common Stock
HBMD
$9K ﹤0.01%
780
– –
DTV
666
DELISTED
DIRECTV COM STK (DE)
DTV
$9K ﹤0.01%
118
– –
VXX
667
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$9K ﹤0.01%
+13
New +$9.15K
EFOR
668
Everforth Inc
EFOR
$1.32B
$8K ﹤0.01%
200
– –
COF icon
669
Capital One
COF
$134B
$8K ﹤0.01%
99
-1
-1% -$73
EES icon
670
WisdomTree US SmallCap Earnings Fund
EES
$731M
$8K ﹤0.01%
+300
New +$7.99K
FWRD icon
671
Forward Air
FWRD
$654M
$8K ﹤0.01%
+180
New +$7.95K
GXC icon
672
State Street SPDR S&P China ETF
GXC
$482M
$8K ﹤0.01%
114
– –
JPC icon
673
Nuveen Preferred & Income Opportunities Fund
JPC
$2.9B
$8K ﹤0.01%
830
-250
-23% -$2.28K
K
674
DELISTED
Kellanova
K
$8K ﹤0.01%
128
-54
-30% -$3.06K
MAT icon
675
Mattel
MAT
$4.23B
$8K ﹤0.01%
200
– –
25 26
27
28 29

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.