Regal Investment Advisors’s Nuveen Preferred & Income Opportunities Fund JPC Stock Holding History

Regal Investment Advisors’s Portfolio JPC Stock Details JPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-360	Closed	-$3K	–	598
2015 Q3	$3K	Hold	360	–	–	﹤0.01%	893
2015 Q2	$3K	Sell	360 -100	-22%	-$955	﹤0.01%	807
2015 Q1	$4K	Sell	460 -610	-57%	-$5.81K	﹤0.01%	840
2014 Q4	$10K	Buy	1,070 +90	+9%	+$839	﹤0.01%	634
2014 Q3	$9K	Hold	980	–	–	﹤0.01%	717
2014 Q2	$10K	Buy	980 +150	+18%	+$1.43K	﹤0.01%	666
2014 Q1	$8K	Sell	830 -250	-23%	-$2.28K	﹤0.01%	673
2013 Q4	$10K	Sell	1,080 -483	-31%	-$4.22K	0.01%	590
2013 Q3	$14K	Sell	1,563 -1,224	-44%	-$11K	0.01%	538
2013 Q2	$27K	Buy	+2,787	New	+$28.2K	0.01%	391

Other funds holding JPC

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AAMU

AEGON Asset Management (UK) Edinburgh, United Kingdom $9.38B AUM 48.94% 1-Year Est. Return

TFMS

Trust & Fiduciary Management Services Boston, Massachusetts $126M AUM 9.97% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Regal Investment Advisors's JPC Position: Q4 2015 in Review

Regal Investment Advisors sold out of Nuveen Preferred & Income Opportunities Fund (JPC) in Q4 2015, closing a stake of 360 shares — an estimated $3K sold.

Regal Investment Advisors first reported a position in JPC in Q2 2013 and held it in 10 quarters. The position peaked at $27K in Q2 2013. 108 funds tracked by Wall St. Rank hold JPC as of Q4 2015.

Regal Investment Advisors reported no remaining Nuveen Preferred & Income Opportunities Fund position as of Q4 2015 after selling out during the quarter.
Regal Investment Advisors sold 360 Nuveen Preferred & Income Opportunities Fund shares in Q4 2015, an estimated $3K.
Regal Investment Advisors first reported a position in Nuveen Preferred & Income Opportunities Fund in Q2 2013 and held it in 10 quarters.
Regal Investment Advisors's Nuveen Preferred & Income Opportunities Fund position peaked at $27K in Q2 2013.
108 funds tracked by Wall St. Rank held Nuveen Preferred & Income Opportunities Fund as of Q4 2015.

Based on Regal Investment Advisors's 13F filing for Q4 2015, filed 8 Feb 2016.