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Nuveen Preferred & Income Opportunities Fund

90 hedge funds and large institutions have $134M invested in Nuveen Preferred & Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

163% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 8

15% more funds holding

Funds holding: 7890 (+12)

3% more capital invested

Capital invested by funds: $129M → $134M (+$4.24M)

0.11% more ownership

Funds ownership: 15.42%15.53% (+0.11%)

14% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 28

Holders
90
Holders Change
+12
Holders Change %
+15.38%
% of All Funds
2.61%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
21
Increased
24
Reduced
28
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$14.1M +$217K +24,842 +2%
Cohen & Steers
2
Cohen & Steers
New York
$13.6M -$644K -73,835 -5%
GC
3
Guggenheim Capital
Illinois
$12.6M -$3.17M -363,561 -20%
Morgan Stanley
4
Morgan Stanley
New York
$11.9M -$3.77M -431,555 -24%
AAM
5
Advisors Asset Management
Colorado
$9.84M -$786K -90,023 -8%
Wells Fargo
6
Wells Fargo
California
$9.73M -$231K -26,482 -2%
RCM
7
Rivernorth Capital Management
Florida
$6.53M +$1.33M +152,559 +26%
NCM
8
Newgate Capital Management
Connecticut
$6.24M -$123K -14,119 -2%
PPA
9
Parametric Portfolio Associates
Washington
$5.19M -$254K -29,089 -5%
TFMS
10
Trust & Fiduciary Management Services
Massachusetts
$2.98M +$594K +68,050 +25%
U
11
UBS
Switzerland
$2.73M -$120K -13,756 -4%
AIU
12
Algebris Investments (UK)
United Kingdom
$2.31M +$1.2M +137,600 +112%
LPL Financial
13
LPL Financial
California
$2.14M +$23.8K +2,728 +1%
SIA
14
Sit Investment Associates
Minnesota
$2.04M -$45.4K -5,200 -2%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.92M +$60.7K +6,956 +3%
CAN
16
Cetera Advisor Networks
California
$1.79M -$111K -12,732 -6%
SCM
17
Saba Capital Management
New York
$1.75M +$1.72M +197,633 New
AQR Capital Management
18
AQR Capital Management
Connecticut
$1.65M +$712K +81,581 +78%
CIA
19
Capital Investment Advisors
Georgia
$1.64M +$1.62M +185,263 New
Bank of America
20
Bank of America
North Carolina
$1.51M -$109K -12,473 -7%
CS
21
Credit Suisse
Switzerland
$1.44M -$37.1K -4,250 -3%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$1.27M +$499K +57,158 +67%
EWM
23
Edge Wealth Management
New York
$1.03M +$1.02M +116,325 New
Goldman Sachs
24
Goldman Sachs
New York
$905K -$109K -12,445 -11%
B
25
Baird
Wisconsin
$862K +$728K +83,373 +606%

JPC Hedge Fund Activity: Q4 2013 in Review

90 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2013, worth a combined $134M — up 3.3% from $129M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new JPC positions and 8 closed out — a net gain of 13 holders — while 24 added to existing stakes and 28 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $1.72M. The largest seller was Morgan Stanley, cutting an estimated $3.77M.

  • 90 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2013, up from 78 in Q3 2013.
  • Funds reported $134M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2013, up 3.3% quarter-over-quarter.
  • 21 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2013 and 8 closed out, a net change of +13 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2013 was Saba Capital Management, an estimated $1.72M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2013 was Morgan Stanley, an estimated $3.77M sold.

Based on aggregated 13F filings for Q4 2013.