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Nuveen Preferred & Income Opportunities Fund
JPC

117 hedge funds and large institutions have $136M invested in Nuveen Preferred & Income Opportunities Fund in 2019 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 26 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

54% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 26

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

3% more funds holding

Funds holding: 114 → 117 (+3)

0.3% less ownership

Funds ownership: 13.37% → 13.06% (-0.3%)

1% less capital invested

Capital invested by funds: $137M → $136M (-$1.19M)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

Holders
117
Holders Change
+3
Holders Change %
+2.63%
% of All Funds
2.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
40
Reduced
26
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
Raymond James & Associates
Florida
+$1.83M
2
Morgan Stanley
Morgan Stanley
New York
+$1.15M
3
PPA
Parametric Portfolio Associates
Washington
+$665K
4
WS
Wedbush Securities
California
+$456K
5
WAM
Weiss Asset Management
Massachusetts
+$446K

Top Sellers

1
FFA
First Foundation Advisors
California
-$4.22M
2
Wells Fargo
Wells Fargo
California
-$2.79M
3
Invesco
Invesco
Georgia
-$1.69M
4
V
Veritable
Delaware
-$743K
5
UBS Group
UBS Group
Switzerland
-$480K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$14.9M +$1.15M +115,774 +8%
Cohen & Steers
2
Cohen & Steers
New York
$13.5M +$34.2K +3,460 +0.3%
Invesco
3
Invesco
Georgia
$10.9M -$1.69M -170,722 -14%
BCI
4
Brinker Capital Investments
Pennsylvania
$7.09M +$294K +29,693 +4%
OA
5
Oxbow Advisors
Texas
$6.41M +$32.7K +3,308 +0.5%
Wells Fargo
6
Wells Fargo
California
$6.28M -$2.79M -281,880 -31%
PL
7
Protective Life
Alabama
$4.42M – – –
PPA
8
Parametric Portfolio Associates
Washington
$4.07M +$665K +67,183 +20%
PAG
9
Private Advisor Group
New Jersey
$3.15M -$25K -2,523 -0.8%
RJA
10
Raymond James & Associates
Florida
$3.1M +$1.83M +185,259 +151%
OAM
11
Orinda Asset Management
California
$3.04M -$36.8K -3,714 -1%
UBS Group
12
UBS Group
Switzerland
$2.99M -$480K -48,520 -14%
IWA
13
IBEX Wealth Advisors
New Jersey
$2.88M +$109K +11,030 +4%
CRC
14
Curi RMB Capital
Illinois
$2.75M -$6.78K -685 -0.2%
LPL Financial
15
LPL Financial
California
$2.67M +$20.9K +2,111 +0.8%
Ameriprise
16
Ameriprise
Minnesota
$2.6M +$312K +31,555 +14%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$2.58M +$255K +25,740 +11%
Bank of America
18
Bank of America
North Carolina
$2.57M +$269K +27,226 +12%
CAN
19
Cetera Advisor Networks
California
$2.32M +$72.7K +7,349 +3%
TA
20
TCG Advisors
Texas
$2.21M +$336K +33,943 +18%
DHFB
21
Dixon Hubard Feinour & Brown
Virginia
$2.11M +$39.6K +4,000 +2%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$2.1M -$133K -13,405 -6%
First Trust Advisors
23
First Trust Advisors
Illinois
$2.04M +$51.9K +5,247 +3%
CC
24
Claybrook Capital
Massachusetts
$1.78M – – –
EGA
25
E&G Advisors
Texas
$1.76M – – –
1
2 3 4 5

JPC Hedge Fund Activity: Q3 2019 in Review

117 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2019, worth a combined $136M — down 0.87% from $137M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new JPC positions and 12 closed out — a net gain of 3 holders — while 40 added to existing stakes and 26 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.83M. The largest seller was First Foundation Advisors, cutting an estimated $4.22M.

  • 117 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2019, up from 114 in Q2 2019.
  • Funds reported $136M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2019, down 0.87% quarter-over-quarter.
  • 15 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2019 and 12 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2019 was Raymond James & Associates, an estimated $1.83M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2019 was First Foundation Advisors, an estimated $4.22M sold.

Based on aggregated 13F filings for Q3 2019.