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Nuveen Preferred & Income Opportunities Fund

78 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

4% more funds holding

Funds holding: 7578 (+3)

0.11% less ownership

Funds ownership: 15.52%15.42% (-0.11%)

10% less capital invested

Capital invested by funds: $144M → $129M (-$14.4M)

19% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 31

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
25
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GC
1
Guggenheim Capital
Illinois
$15.5M -$6.28M -697,931 -28%
Morgan Stanley
2
Morgan Stanley
New York
$15.4M +$1.72M +191,001 +12%
Cohen & Steers
3
Cohen & Steers
New York
$14M +$232K +25,809 +2%
Invesco
4
Invesco
Georgia
$13.6M -$77.5K -8,614 -0.5%
AAM
5
Advisors Asset Management
Colorado
$10.4M -$2.1M -233,597 -16%
Wells Fargo
6
Wells Fargo
California
$9.75M -$837K -93,040 -8%
NCM
7
Newgate Capital Management
Connecticut
$6.23M +$3.04M +337,295 +89%
PPA
8
Parametric Portfolio Associates
Washington
$5.33M +$345K +38,379 +7%
RCM
9
Rivernorth Capital Management
Florida
$5.07M +$1.17M +129,964 +29%
U
10
UBS
Switzerland
$2.8M -$282K -31,300 -9%
TFMS
11
Trust & Fiduciary Management Services
Massachusetts
$2.33M -$228K -25,280 -9%
LPL Financial
12
LPL Financial
California
$2.05M -$111K -12,280 -5%
SIA
13
Sit Investment Associates
Minnesota
$2.04M -$592K -65,780 -22%
CAN
14
Cetera Advisor Networks
California
$1.86M -$724K -80,457 -27%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$1.82M +$141K +15,690 +8%
Bank of America
16
Bank of America
North Carolina
$1.58M -$38.3K -4,257 -2%
CS
17
Credit Suisse
Switzerland
$1.45M -$25.7K -2,850 -2%
AIU
18
Algebris Investments (UK)
United Kingdom
$1.06M +$1.1M +122,400 New
OC
19
Oppenheimer & Co
New York
$1.03M -$62.8K -6,975 -6%
Goldman Sachs
20
Goldman Sachs
New York
$993K +$811K +90,104 +370%
WAM
21
Wolverine Asset Management
Illinois
$934K +$592K +65,760 +157%
AQR Capital Management
22
AQR Capital Management
Connecticut
$907K +$940K +104,444 New
NPC
23
National Planning Corporation
California
$886K +$492K +54,703 +118%
First Trust Advisors
24
First Trust Advisors
Illinois
$849K -$169K -18,742 -16%
TC
25
TFS Capital
Pennsylvania
$755K +$582K +64,687 +290%

JPC Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2013, worth a combined $129M — down 10% from $144M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new JPC positions and 6 closed out — a net gain of 3 holders — while 25 added to existing stakes and 31 trimmed.

The largest buyer was Newgate Capital Management, adding an estimated $3.04M. The largest seller was Guggenheim Capital, cutting an estimated $6.28M.

  • 78 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $129M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2013, down 10% quarter-over-quarter.
  • 9 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2013 was Newgate Capital Management, an estimated $3.04M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2013 was Guggenheim Capital, an estimated $6.28M sold.

Based on aggregated 13F filings for Q3 2013.