Newgate Capital Management’s Nuveen Preferred & Income Opportunities Fund JPC Stock Holding History

Newgate Capital Management’s Portfolio JPC Stock Details JPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-417,438	Closed	-$3.88M	–	116
2014 Q1	$3.88M	Sell	417,438 -285,895	-41%	-$2.61M	0.86%	37
2013 Q4	$6.24M	Sell	703,333 -14,119	-2%	-$123K	1.23%	22
2013 Q3	$6.23M	Buy	717,452 +337,295	+89%	+$3.04M	1.09%	27
2013 Q2	$3.63M	Buy	+380,157	New	+$3.85M	0.51%	74

Other funds holding JPC

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

TFMS

Trust & Fiduciary Management Services Boston, Massachusetts $126M AUM 9.97% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Newgate Capital Management's JPC Position: Q2 2014 in Review

Newgate Capital Management sold out of Nuveen Preferred & Income Opportunities Fund (JPC) in Q2 2014, closing a stake of 417,438 shares — an estimated $3.88M sold.

Newgate Capital Management first reported a position in JPC in Q2 2013 and held it in 4 quarters. The position peaked at $6.24M in Q4 2013. 88 funds tracked by Wall St. Rank hold JPC as of Q2 2014.

Newgate Capital Management reported no remaining Nuveen Preferred & Income Opportunities Fund position as of Q2 2014 after selling out during the quarter.
Newgate Capital Management sold 417,438 Nuveen Preferred & Income Opportunities Fund shares in Q2 2014, an estimated $3.88M.
Newgate Capital Management first reported a position in Nuveen Preferred & Income Opportunities Fund in Q2 2013 and held it in 4 quarters.
Newgate Capital Management's Nuveen Preferred & Income Opportunities Fund position peaked at $6.24M in Q4 2013.
88 funds tracked by Wall St. Rank held Nuveen Preferred & Income Opportunities Fund as of Q2 2014.

Based on Newgate Capital Management's 13F filing for Q2 2014, filed 8 Aug 2014.