Ladenburg Thalmann Financial Services’s Nuveen Preferred & Income Opportunities Fund JPC Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio JPC Stock Details JPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$1M	Sell	95,577 -9,746	-9%	-$99K	0.01%	1281
2019 Q3	$1.06M	Sell	105,323 -18,105	-15%	-$179K	0.01%	1207
2019 Q2	$1.22M	Sell	123,428 -98,194	-44%	-$948K	0.01%	1082
2019 Q1	$2.11M	Buy	221,622 +14,792	+7%	+$136K	0.02%	741
2018 Q4	$1.73M	Buy	206,830 +15,352	+8%	+$136K	0.02%	737
2018 Q3	$1.77M	Buy	191,478 +35,837	+23%	+$335K	0.01%	782
2018 Q2	$1.56M	Hold	155,641	–	–	0.01%	813
2018 Q1	$1.56M	Buy	155,641 +11,951	+8%	+$118K	0.01%	813
2017 Q4	$1.48M	Buy	143,690 +601	+0.4%	+$6.29K	0.01%	832
2017 Q3	$1.51M	Buy	143,089 +25,892	+22%	+$272K	0.02%	757
2017 Q2	$1.22M	Buy	117,197 +40,198	+52%	+$409K	0.01%	838
2017 Q1	$756K	Buy	76,999 +15,966	+26%	+$158K	0.01%	1050
2016 Q4	$601K	Buy	61,033 +29,529	+94%	+$283K	0.01%	1154
2016 Q3	$316K	Buy	31,504 +653	+2%	+$6.72K	﹤0.01%	1456
2016 Q2	$309K	Sell	30,851 -311	-1%	-$3.08K	﹤0.01%	1392
2016 Q1	$292K	Buy	31,162 +1,105	+4%	+$10.2K	0.01%	1365
2015 Q4	$275K	Sell	30,057 -4,498	-13%	-$41.1K	0.01%	1365
2015 Q3	$311K	Sell	34,555 -4,797	-12%	-$44K	0.01%	1209
2015 Q2	$361K	Sell	39,352 -138,056	-78%	-$1.32M	0.01%	1228
2015 Q1	$1.69M	Sell	177,408 -6,027	-3%	-$57.4K	0.03%	463
2014 Q4	$1.75M	Sell	183,435 -31,041	-14%	-$289K	0.04%	396
2014 Q3	$1.97M	Sell	214,476 -5,378	-2%	-$50.7K	0.05%	292
2014 Q2	$2.13M	Buy	219,854 +3,972	+2%	+$37.8K	0.06%	282
2014 Q1	$2.01M	Sell	215,882 -343	-0.2%	-$3.13K	0.06%	275
2013 Q4	$1.92M	Buy	216,225 +6,956	+3%	+$60.7K	0.06%	265
2013 Q3	$1.82M	Buy	209,269 +15,690	+8%	+$141K	0.06%	241
2013 Q2	$1.85M	Buy	+193,579	New	+$1.96M	0.07%	233

Other funds holding JPC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Protective Life Birmingham, Alabama $30.1M AUM 0.65% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

OAM

Orinda Asset Management Lafayette, California $48.7M AUM 26.85% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Ladenburg Thalmann Financial Services's JPC Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its Nuveen Preferred & Income Opportunities Fund (JPC) stake by 9.3% in Q4 2019, selling an estimated $99K and leaving 95,577 shares worth $1M. The position accounts for 0.01% of the portfolio, ranked #1281.

Ladenburg Thalmann Financial Services first reported a position in JPC in Q2 2013 and has held it in 27 quarters since. The position peaked at $2.13M in Q2 2014. 118 funds tracked by Wall St. Rank hold JPC as of Q4 2019.

Ladenburg Thalmann Financial Services held 95,577 shares of Nuveen Preferred & Income Opportunities Fund worth $1M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 9,746 Nuveen Preferred & Income Opportunities Fund shares in Q4 2019, an estimated $99K.
Nuveen Preferred & Income Opportunities Fund made up 0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #1281 holding.
Ladenburg Thalmann Financial Services first reported a position in Nuveen Preferred & Income Opportunities Fund in Q2 2013 and has held it in 27 quarters since.
Ladenburg Thalmann Financial Services's Nuveen Preferred & Income Opportunities Fund position peaked at $2.13M in Q2 2014.
118 funds tracked by Wall St. Rank held Nuveen Preferred & Income Opportunities Fund as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.