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Nuveen Preferred & Income Opportunities Fund

108 hedge funds and large institutions have $157M invested in Nuveen Preferred & Income Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 25 increasing their positions, 36 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 5

21% more funds holding

Funds holding: 89108 (+19)

6% more capital invested

Capital invested by funds: $148M → $157M (+$8.85M)

0.67% more ownership

Funds ownership: 16.97%17.65% (+0.67%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

31% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 36

Holders
108
Holders Change
+19
Holders Change %
+21.35%
% of All Funds
2.83%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
25
Increased
25
Reduced
36
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MGAM
1
McGowan Group Asset Management
Texas
$22.1M +$1.3M +141,924 +6%
Morgan Stanley
2
Morgan Stanley
New York
$15.4M -$1.69M -184,678 -10%
Cohen & Steers
3
Cohen & Steers
New York
$14.1M -$461K -50,412 -3%
Wells Fargo
4
Wells Fargo
California
$11.2M +$2.13M +233,271 +23%
Invesco
5
Invesco
Georgia
$10.8M -$864K -94,412 -7%
PPA
6
Parametric Portfolio Associates
Washington
$8.66M -$232K -25,342 -3%
UBS Group
7
UBS Group
Switzerland
$8.23M +$465K +50,862 +6%
AAMU
8
AEGON Asset Management (UK)
United Kingdom
$6.8M
TFMS
9
Trust & Fiduciary Management Services
Massachusetts
$5.41M -$99.6K -10,892 -2%
FFA
10
First Foundation Advisors
California
$5.13M +$1.22M +133,421 +31%
LPL Financial
11
LPL Financial
California
$4.24M +$2.06M +225,236 +98%
DBT
12
Dubuque Bank & Trust
Iowa
$2.72M -$107K -11,695 -4%
CIA
13
Capital Investment Advisors
Georgia
$2.59M -$1.21K -132 -0%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.28M -$259K -28,347 -10%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$2.27M +$72.3K +7,900 +3%
JWM
16
Jacobus Wealth Management
Wisconsin
$2.08M +$1.89M +206,505 +1,007%
UCFA
17
United Capital Financial Advisors
Texas
$1.49M -$12.6K -1,378 -0.8%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.43M +$23.4K +2,563 +2%
Bank of America
19
Bank of America
North Carolina
$1.31M -$230K -25,108 -15%
OA
20
Oxbow Advisors
Texas
$1.28M -$157K -17,130 -11%
SIA
21
SeaBridge Investment Advisors
New Jersey
$1.06M +$179K +19,560 +20%
IAMOG
22
Investors Asset Management of Georgia
Georgia
$1.06M -$21.3K -2,330 -2%
GC
23
Guggenheim Capital
Illinois
$944K -$665K -72,756 -41%
Stifel Financial
24
Stifel Financial
Missouri
$928K -$12.3K -1,345 -1%
First Trust Advisors
25
First Trust Advisors
Illinois
$922K -$38.9K -4,249 -4%

JPC Hedge Fund Activity: Q4 2015 in Review

108 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2015, worth a combined $157M — up 6% from $148M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new JPC positions and 5 closed out — a net gain of 20 holders — while 25 added to existing stakes and 36 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.13M. The largest seller was Rivernorth Capital Management, cutting an estimated $2.14M.

  • 108 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2015, up from 89 in Q3 2015.
  • Funds reported $157M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2015, up 6% quarter-over-quarter.
  • 25 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2015 and 5 closed out, a net change of +20 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2015 was Wells Fargo, an estimated $2.13M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2015 was Rivernorth Capital Management, an estimated $2.14M sold.

Based on aggregated 13F filings for Q4 2015.