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Nuveen Preferred & Income Opportunities Fund

109 hedge funds and large institutions have $146M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

20% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 30

4% more funds holding

Funds holding: 105109 (+4)

3% more capital invested

Capital invested by funds: $142M → $146M (+$3.98M)

0.68% more ownership

Funds ownership: 14.36%15.04% (+0.68%)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
36
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$16.1M +$824K +86,056 +6%
MGAM
2
McGowan Group Asset Management
Texas
$14.8M -$274K -28,651 -2%
Morgan Stanley
3
Morgan Stanley
New York
$10.9M +$1.27M +132,543 +14%
Invesco
4
Invesco
Georgia
$9.28M +$700K +73,127 +8%
AAMU
5
AEGON Asset Management (UK)
United Kingdom
$8.07M
UBS Group
6
UBS Group
Switzerland
$7.58M +$836K +87,244 +13%
Cohen & Steers
7
Cohen & Steers
New York
$6.97M -$1.85M -193,652 -21%
FFA
8
First Foundation Advisors
California
$6.11M +$396K +41,398 +7%
JWM
9
Jacobus Wealth Management
Wisconsin
$4.96M -$1.41M -147,325 -23%
LPL Financial
10
LPL Financial
California
$4.53M -$15.7K -1,636 -0.4%
Bank of America
11
Bank of America
North Carolina
$3.67M -$88.9K -9,279 -2%
Stifel Financial
12
Stifel Financial
Missouri
$3.35M +$2.25M +235,051 +224%
CIA
13
Capital Investment Advisors
Georgia
$3.14M -$51.5K -5,375 -2%
SAM
14
Smithbridge Asset Management
Pennsylvania
$2.89M +$2.82M +294,000 New
UCFA
15
United Capital Financial Advisors
Texas
$2.65M +$195K +20,387 +8%
DHFB
16
Dixon Hubard Feinour & Brown
Virginia
$2.43M +$125K +13,000 +6%
RCM
17
Rivernorth Capital Management
Florida
$1.74M +$1.69M +176,687 New
Bank of Montreal
18
Bank of Montreal
Ontario, Canada
$1.73M
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.66M -$7.3K -762 -0.5%
AIU
20
Algebris Investments (UK)
United Kingdom
$1.6M +$1.56M +162,731 New
GC
21
Guggenheim Capital
Illinois
$1.51M +$180K +18,786 +14%
CAN
22
Cetera Advisor Networks
California
$1.28M -$616K -64,338 -33%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.24M +$310K +32,324 +35%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.16M +$33.6K +3,506 +3%
IH
25
IFC Holdings
Florida
$1.13M -$4.78K -499 -0.4%

JPC Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2016, worth a combined $146M — up 2.8% from $142M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JPC positions and 13 closed out — a net gain of 5 holders — while 36 added to existing stakes and 30 trimmed.

The largest buyer was Smithbridge Asset Management, opening a new position worth an estimated $2.82M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $2.37M sold.

  • 109 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $146M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 18 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2016 and 13 closed out, a net change of +5 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2016 was Smithbridge Asset Management, an estimated $2.82M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2016 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2016.