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Nuveen Preferred & Income Opportunities Fund

116 hedge funds and large institutions have $141M invested in Nuveen Preferred & Income Opportunities Fund in 2017 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 39 increasing their positions, 34 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

91% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 11

15% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 34

6% more funds holding

Funds holding: 109116 (+7)

0.56% less ownership

Funds ownership: 15.04%14.48% (-0.56%)

4% less capital invested

Capital invested by funds: $146M → $141M (-$5.69M)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
116
Holders Change
+7
Holders Change %
+6.42%
% of All Funds
2.89%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
21
Increased
39
Reduced
34
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$13.4M -$2.73M -275,908 -17%
RCM
2
Rivernorth Capital Management
Florida
$12M +$10.3M +1,042,699 +590%
Morgan Stanley
3
Morgan Stanley
New York
$11.3M +$428K +43,293 +4%
UBS Group
4
UBS Group
Switzerland
$10.7M +$3.13M +317,039 +41%
Invesco
5
Invesco
Georgia
$10.1M +$802K +81,203 +9%
Cohen & Steers
6
Cohen & Steers
New York
$7.66M +$718K +72,649 +10%
JWM
7
Jacobus Wealth Management
Wisconsin
$5.51M +$567K +57,415 +11%
AAMU
8
AEGON Asset Management (UK)
United Kingdom
$5.09M -$3.02M -306,080 -37%
FFA
9
First Foundation Advisors
California
$4.56M -$1.55M -156,512 -25%
LPL Financial
10
LPL Financial
California
$4.56M +$63.7K +6,448 +1%
Bank of America
11
Bank of America
North Carolina
$4.18M +$528K +53,431 +14%
UCFA
12
United Capital Financial Advisors
Texas
$3.1M +$467K +47,297 +18%
CIA
13
Capital Investment Advisors
Georgia
$2.79M -$343K -34,734 -11%
SAM
14
Smithbridge Asset Management
Pennsylvania
$2.68M -$203K -20,500 -7%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$2.63M +$211K +21,400 +9%
VIA
16
Vident Investment Advisory
Georgia
$2.29M +$1.24M +125,594 +117%
LCM
17
Laurion Capital Management
New York
$1.74M +$1.75M +177,109 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$1.65M +$498K +50,414 +43%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$1.63M -$22.1K -2,234 -1%
EGA
20
E&G Advisors
Texas
$1.5M +$440K +44,500 +41%
SFS
21
Shaker Financial Services
Virginia
$1.38M +$1.39M +140,644 New
CAN
22
Cetera Advisor Networks
California
$1.34M +$68.6K +6,947 +5%
First Trust Advisors
23
First Trust Advisors
Illinois
$1.34M +$105K +10,643 +8%
GC
24
Guggenheim Capital
Illinois
$1.3M -$201K -20,369 -13%
IH
25
IFC Holdings
Florida
$1.19M +$64.5K +6,527 +6%

JPC Hedge Fund Activity: Q1 2017 in Review

116 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2017, worth a combined $141M — down 3.9% from $146M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new JPC positions and 11 closed out — a net gain of 10 holders — while 39 added to existing stakes and 34 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $10.3M. The largest seller was McGowan Group Asset Management, exiting entirely with an estimated $14.8M sold.

  • 116 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2017, up from 109 in Q4 2016.
  • Funds reported $141M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2017, down 3.9% quarter-over-quarter.
  • 21 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2017 and 11 closed out, a net change of +10 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2017 was Rivernorth Capital Management, an estimated $10.3M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2017 was McGowan Group Asset Management, an estimated $14.8M sold.

Based on aggregated 13F filings for Q1 2017.