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Nuveen Preferred & Income Opportunities Fund

124 hedge funds and large institutions have $121M invested in Nuveen Preferred & Income Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 32 increasing their positions, 42 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 18

6% more funds holding

Funds holding: 117124 (+7)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.16% less ownership

Funds ownership: 13.83%13.68% (-0.16%)

11% less capital invested

Capital invested by funds: $136M → $121M (-$14.4M)

24% less repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 42

Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
25
Increased
32
Reduced
42
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$11.7M +$4.57M +517,408 +58%
Morgan Stanley
2
Morgan Stanley
New York
$10.6M -$150K -17,027 -1%
Cohen & Steers
3
Cohen & Steers
New York
$10.2M +$397K +44,878 +4%
Wells Fargo
4
Wells Fargo
California
$7.76M -$219K -24,750 -3%
Janus Henderson Group
5
Janus Henderson Group
United Kingdom
$6.46M +$2.06M +233,070 +43%
BCI
6
Brinker Capital Investments
Pennsylvania
$5.91M +$309K +34,923 +5%
AAMU
7
AEGON Asset Management (UK)
United Kingdom
$5.77M +$370K +41,913 +6%
PL
8
Protective Life
Alabama
$4.95M
FFA
9
First Foundation Advisors
California
$4.06M -$71.9K -8,133 -2%
PPA
10
Parametric Portfolio Associates
Washington
$3.67M -$1.33M -150,980 -26%
Bank of America
11
Bank of America
North Carolina
$3.4M -$439K -49,629 -11%
CRC
12
Curi RMB Capital
Illinois
$2.83M -$2.51M -284,061 -46%
LPL Financial
13
LPL Financial
California
$2.64M +$205K +23,165 +8%
PAG
14
Private Advisor Group
New Jersey
$2.62M -$1.25M -141,021 -31%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.48M -$594K -67,255 -18%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.89M +$35.1K +3,978 +2%
CAN
17
Cetera Advisor Networks
California
$1.84M +$46.2K +5,226 +2%
UBS Group
18
UBS Group
Switzerland
$1.75M -$314K -35,569 -14%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$1.73M +$136K +15,352 +8%
DHFB
20
Dixon Hubard Feinour & Brown
Virginia
$1.69M -$203K -23,000 -10%
First Trust Advisors
21
First Trust Advisors
Illinois
$1.61M -$173K -19,625 -9%
EGA
22
E&G Advisors
Texas
$1.6M
TA
23
TCG Advisors
Texas
$1.33M +$1.4M +158,963 New
CIA
24
Capital Investment Advisors
Georgia
$1.07M -$1.13K -128 -0.1%
Stifel Financial
25
Stifel Financial
Missouri
$1.03M +$245K +27,731 +29%

JPC Hedge Fund Activity: Q4 2018 in Review

124 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2018, worth a combined $121M — down 11% from $136M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new JPC positions and 18 closed out — a net gain of 7 holders — while 32 added to existing stakes and 42 trimmed.

The largest buyer was Invesco, adding an estimated $4.57M. The largest seller was Nine Masts Capital, exiting entirely with an estimated $3.36M sold.

  • 124 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2018, up from 117 in Q3 2018.
  • Funds reported $121M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2018, down 11% quarter-over-quarter.
  • 25 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2018 and 18 closed out, a net change of +7 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2018 was Invesco, an estimated $4.57M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2018 was Nine Masts Capital, an estimated $3.36M sold.

Based on aggregated 13F filings for Q4 2018.