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Nuveen Preferred & Income Opportunities Fund

105 hedge funds and large institutions have $142M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 39 increasing their positions, 26 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

50% more repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 26

8% more funds holding

Funds holding: 97105 (+8)

1% more capital invested

Capital invested by funds: $142M → $142M (+$808K)

0.1% more ownership

Funds ownership: 14.26%14.36% (+0.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
105
Holders Change
+8
Holders Change %
+8.25%
% of All Funds
2.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
14
Increased
39
Reduced
26
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$15.5M -$229K -22,262 -1%
MGAM
2
McGowan Group Asset Management
Texas
$15.3M -$8.6M -836,303 -35%
Morgan Stanley
3
Morgan Stanley
New York
$9.78M +$1.72M +167,226 +21%
Cohen & Steers
4
Cohen & Steers
New York
$9.04M -$3.59M -349,340 -28%
Invesco
5
Invesco
Georgia
$8.72M -$444K -43,134 -5%
AAMU
6
AEGON Asset Management (UK)
United Kingdom
$8.24M +$390K +37,941 +5%
UBS Group
7
UBS Group
Switzerland
$6.84M -$320K -31,074 -4%
JWM
8
Jacobus Wealth Management
Wisconsin
$6.53M +$1.86M +181,208 +39%
FFA
9
First Foundation Advisors
California
$5.81M -$303K -29,428 -5%
LPL Financial
10
LPL Financial
California
$4.51M +$1.12M +109,183 +32%
Bank of America
11
Bank of America
North Carolina
$3.83M +$152K +14,814 +4%
CIA
12
Capital Investment Advisors
Georgia
$3.25M -$83.8K -8,148 -2%
UCFA
13
United Capital Financial Advisors
Texas
$2.49M +$1.08M +104,711 +73%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$2.37M +$977K +94,992 +67%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$2.35M +$91.6K +8,900 +4%
CAN
16
Cetera Advisor Networks
California
$1.94M +$1.12M +108,932 +129%
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$1.84M
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$1.69M -$723K -70,301 -29%
SFS
19
Shaker Financial Services
Virginia
$1.52M +$1.56M +152,108 New
GC
20
Guggenheim Capital
Illinois
$1.35M +$409K +39,728 +42%
OA
21
Oxbow Advisors
Texas
$1.27M -$46.2K -4,495 -3%
SIA
22
SeaBridge Investment Advisors
New Jersey
$1.17M
IH
23
IFC Holdings
Florida
$1.15M +$241K +23,450 +26%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$1.15M +$82.3K +7,998 +8%
EGA
25
E&G Advisors
Texas
$1.11M +$110K +10,700 +11%

JPC Hedge Fund Activity: Q3 2016 in Review

105 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2016, worth a combined $142M — up 0.57% from $142M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JPC positions and 4 closed out — a net gain of 10 holders — while 39 added to existing stakes and 26 trimmed.

The largest buyer was Jacobus Wealth Management, adding an estimated $1.86M. The largest seller was McGowan Group Asset Management, cutting an estimated $8.6M.

  • 105 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2016, up from 97 in Q2 2016.
  • Funds reported $142M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2016, up 0.57% quarter-over-quarter.
  • 14 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2016 and 4 closed out, a net change of +10 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2016 was Jacobus Wealth Management, an estimated $1.86M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2016 was McGowan Group Asset Management, an estimated $8.6M sold.

Based on aggregated 13F filings for Q3 2016.