Nine Masts Capital’s Nuveen Preferred & Income Opportunities Fund JPC Stock Holding History

Nine Masts Capital’s Portfolio JPC Stock Details JPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-362,400	Closed	-$3.36M	–	270
2018 Q3	$3.36M	Buy	362,400 +259,300	+252%	+$2.43M	0.92%	22
2018 Q2	$962K	Buy	+103,100	New	+$1.01M	0.19%	74
2018 Q1	–	Sell	-26,900	Closed	-$278K	–	319
2017 Q4	$278K	Buy	+26,900	New	+$281K	0.04%	115
2017 Q3	–	Sell	-56,100	Closed	-$583K	–	231
2017 Q2	$583K	Sell	56,100 -52,700	-48%	-$536K	0.07%	77
2017 Q1	$1.07M	Buy	+108,800	New	+$1.08M	0.18%	42
2016 Q4	–	Sell	-80,756	Closed	-$809K	–	82
2016 Q3	$809K	Buy	+80,756	New	+$831K	0.16%	50
2016 Q1	–	Sell	-25,500	Closed	-$234K	–	102
2015 Q4	$234K	Buy	+25,500	New	+$233K	0.05%	69

Other funds holding JPC

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

AAMU

AEGON Asset Management (UK) Edinburgh, United Kingdom $9.38B AUM 48.94% 1-Year Est. Return

Protective Life Birmingham, Alabama $30.1M AUM 0.65% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Nine Masts Capital's JPC Position: Q4 2018 in Review

Nine Masts Capital sold out of Nuveen Preferred & Income Opportunities Fund (JPC) in Q4 2018, closing a stake of 362,400 shares — an estimated $3.36M sold.

Nine Masts Capital first reported a position in JPC in Q4 2015 and held it in 7 quarters. The position peaked at $3.36M in Q3 2018. 124 funds tracked by Wall St. Rank hold JPC as of Q4 2018.

Nine Masts Capital reported no remaining Nuveen Preferred & Income Opportunities Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 362,400 Nuveen Preferred & Income Opportunities Fund shares in Q4 2018, an estimated $3.36M.
Nine Masts Capital first reported a position in Nuveen Preferred & Income Opportunities Fund in Q4 2015 and held it in 7 quarters.
Nine Masts Capital's Nuveen Preferred & Income Opportunities Fund position peaked at $3.36M in Q3 2018.
124 funds tracked by Wall St. Rank held Nuveen Preferred & Income Opportunities Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.