Swiss Helvetia Fund
51 hedge funds and large institutions have $147M invested in Swiss Helvetia Fund in 2014 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 9 closing their positions.
100% more funds holding in top 10
Funds holding in top 10: 1 → 2 (+1)
20% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 10
11% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 9
4.26% more ownership
Funds ownership: 45.44% → 49.7% (+4.3%)
2% less funds holding
Funds holding: 52 → 51 (-1)
10% less capital invested
Capital invested by funds: $163M → $147M (-$16.1M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Weiss Asset Management
Boston,
Massachusetts
|
+$9.76M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$5.89M |
| 3 |
TC
TFS Capital
West Chester,
Pennsylvania
|
+$1.66M |
| 4 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$1.42M |
| 5 |
SG Americas Securities
New York
|
+$404K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$2.14M |
| 2 |
CCB
Cutter & Co Brokerage
Ballwin,
Missouri
|
-$1.58M |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
-$553K |
| 4 |
CCM
Cutler Capital Management
Worcester,
Massachusetts
|
-$246K |
| 5 |
Truist Financial
Charlotte,
North Carolina
|
-$242K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RFA
51
Reilly Financial Advisors
La Mesa,
California
| $2K | +$2.27K | +175 | New |
|
|
CFS
52
Commonwealth Financial Services
Vienna,
West Virginia
| $2K | +$2.89K | +223 | New |
|
|
CCB
53
Cutter & Co Brokerage
Ballwin,
Missouri
| – | -$1.58M | -116,967 | Closed |
|
|
SFS
54
Shaker Financial Services
Arlington,
Virginia
| – | -$553K | -40,909 | Closed |
|
|
55
Truist Financial
Charlotte,
North Carolina
| – | -$242K | -17,900 | Closed |
|
56
LPL Financial
San Diego,
California
| – | -$206K | -15,400 | Closed |
|
|
YCM
57
Yakira Capital Management
Westport,
Connecticut
| – | -$196K | -14,517 | Closed |
|
|
CT
58
CMT Trading
Chicago,
Illinois
| – | -$138K | -10,235 | Closed |
|
|
TRCT
59
Tower Research Capital (TRC)
New York
| – | -$20K | -1,491 | Closed |
|
60
Ameriprise
Minneapolis,
Minnesota
| – | -$12K | -900 | Closed |
|
SWZ Hedge Fund Activity: Q4 2014 in Review
51 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2014, worth a combined $147M — down 9.9% from $163M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new SWZ positions and 9 closed out — a net gain of 1 holder — while 12 added to existing stakes and 10 trimmed.
The largest buyer was Weiss Asset Management, opening a new position worth an estimated $9.76M. The largest seller was Wolverine Asset Management, cutting an estimated $2.14M.
- 51 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2014, down from 52 in Q3 2014.
- Funds reported $147M of Swiss Helvetia Fund stock for Q4 2014, down 9.9% quarter-over-quarter.
- 10 funds opened new Swiss Helvetia Fund positions in Q4 2014 and 9 closed out, a net change of +1 holder.
- The largest Swiss Helvetia Fund buyer in Q4 2014 was Weiss Asset Management, an estimated $9.76M added.
- The largest Swiss Helvetia Fund seller in Q4 2014 was Wolverine Asset Management, an estimated $2.14M sold.
Based on aggregated 13F filings for Q4 2014.