SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

49 hedge funds and large institutions have $155M invested in Swiss Helvetia Fund in 2015 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 24 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
24
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$31.2M
2
1CP
1607 Capital Partners
Virginia
$41.2M
3
GFM
Gramercy Funds Management
Connecticut
$3.11M
4
CA
Cornerstone Advisors
North Carolina
$2.74M
5
WAM
Wolverine Asset Management
Illinois
$2.23M

Top Sellers

1
WAM
Weiss Asset Management
Massachusetts
$2.61M
2
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$0
3
TC
TFS Capital
Pennsylvania
$227K
4
COLIM
City of London Investment Management
United Kingdom
$0
5
GRQ
Gardner Russo & Quinn
Pennsylvania
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
TAM
26
Tocqueville Asset Management
New York
$246K +$20.5K +1,778 +9%
BBHC
27
Brown Brothers Harriman & Co
New York
$230K – – –
TC
28
TFS Capital
Pennsylvania
$227K -$1.25M -108,598 -85%
AA
29
Ancora Advisors
Ohio
$201K -$194K -17,432 Closed
LCM
30
Landscape Capital Management
New Jersey
$192K +$15.9K +1,384 +9%
PAM
31
Peak Asset Management
Colorado
$185K +$12.6K +1,092 +7%
ALA
32
Atherton Lane Advisers
California
$173K -$434K -37,735 -72%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$173K +$11.7K +1,020 +7%
SSWM
34
Smith Salley Wealth Management
North Carolina
$169K +$1.93K +167 +1%
SCM
35
SOL Capital Management
Maryland
$141K – – –
AP
36
Advisor Partners
California
$139K – – –
WSFS
37
Wilmington Savings Fund Society
Delaware
$136K – – –
UBS Group
38
UBS Group
Switzerland
$132K -$76.7K -6,669 -37%
Truist Financial
39
Truist Financial
North Carolina
$128K +$128K +11,078 New
JPMPWA
40
J.P. Morgan Private Wealth Advisors
California
$115K +$115K +10,000 New
Citigroup
41
Citigroup
New York
$61K +$10.8K +924 +22%
TJHA
42
Thomas J. Herzfeld Advisors
Florida
$27K -$3K -257 -10%
CFSG
43
Community Financial Services Group
Vermont
$19K – – –
MA
44
MUFG Americas
New York
$17K +$2.18K +191 +15%
US Bancorp
45
US Bancorp
Minnesota
$11K +$2.69K +238 +32%
Creative Planning
46
Creative Planning
Kansas
$11K +$11K +988 New
NSIM
47
North Star Investment Management
Illinois
$8K +$1.27K +108 +19%
BC
48
Bartlett & Co
Ohio
$3K – – –
CFS
49
Commonwealth Financial Services
West Virginia
$3K +$475 +42 +19%
TRCT
50
Tower Research Capital (TRC)
New York
$1K +$1K +63 New
1
2
3