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Hercules Capital
HTGC

Overview Fund Activity

163 hedge funds and large institutions have $448M invested in Hercules Capital in 2017 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 52 increasing their positions, 55 reducing their positions, and 19 closing their positions.

Holders
163
Holders Change
+13
Holders Change %
+8.67%
% of All Funds
3.7%
Holding in Top 10
5
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+400%
% of All Funds
0.11%
New
33
Increased
52
Reduced
55
Closed
19
Calls
$356K
Puts
$1.29M
Net Calls
-$931K
Net Calls Change
-$939K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$11.2M
2
MWNA
2
Marshall Wace North America
New York
$7.34M
3
NC
3
Northpointe Capital
Michigan
$15.8M
4
PI
4
Putnam Investments
Massachusetts
$3M
5
GCP
5
GSA Capital Partners
United Kingdom
$1.98M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$32.4M
2
MC
2
Muzinich & Co
New York
$36.2M
3
CCMLC
3
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
4
AR
4
Advisory Research
Illinois
$6.85M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$6.48M
Name Holding Trade Value Shares
Change 		Shares
Change %
FNBOMD
126
First National Bank of Mount Dora
Florida
$131K +$131K +10,000 New
ASN
127
Advisory Services Network
Georgia
$99K -$9.88K -754 -9%
Barclays
128
Barclays
United Kingdom
$99K +$99K +7,588 New
Lazard Asset Management
129
Lazard Asset Management
New York
$91K – – –
CG
130
Cutler Group
California
$78K +$77K +5,932 +7,909%
GWM
131
Geneos Wealth Management
Colorado
$77K +$3.93K +300 +5%
First Manhattan
132
First Manhattan
New York
$61K – – –
CPIG
133
Chicago Partners Investment Group
Illinois
$61K +$807 +62 +1%
HCM
134
Highlander Capital Management
New Jersey
$46K – – –
CAC
135
Certified Advisory Corp
Florida
$31K +$31K +2,400 New
JIR
136
James Investment Research
Ohio
$24K -$50.6K -3,900 -68%
TCM
137
Tradewinds Capital Management
Washington
$24K +$528 +41 +2%
BNP Paribas Financial Markets
138
BNP Paribas Financial Markets
France
$23.5K -$8.55K -652 -27%
GAM
139
Gemmer Asset Management
California
$21K +$21K +1,575 New
IWP
140
Icon Wealth Partners
Texas
$21K +$21K +1,604 New
MPWT
141
MassMutual Private Wealth & Trust
Connecticut
$16.2K +$14.9K +1,137 +1,137%
WWM
142
Wagner Wealth Management
South Carolina
$15K +$15K +1,120 New
PCP
143
Proficio Capital Partners
Massachusetts
$13K -$3.17K -241 -20%
CA
144
Calton & Associates
Florida
$12K +$12K +951 New
PS
145
Portfolio Strategies
New York
$11K +$11K +825 New
TRCT
146
Tower Research Capital (TRC)
New York
$10K -$2.79K -219 -22%
SIAP
147
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$8K – – –
PA
148
Parallel Advisors
California
$7K – – –
DOA
149
D'Orazio & Associates
Virginia
$7K – – –
THWM
150
Taylor Hoffman Wealth Management
Virginia
$7K +$7K +500 New
4 5
6
7 8