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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
VKH
101
Virtu KCG Holdings
New York
$160K 13,827 -14,132 -51%
CAN
102
Cetera Advisor Networks
California
$147K 10,918 – –
BW
103
Bison Wealth
Georgia
$141K 12,231 -1,545 -11%
Susquehanna International Group
104
Susquehanna International Group
Pennsylvania
$140K 12,113 -17,287 -59%
STMM
105
South Texas Money Management
Texas
$139K 12,010 -160 -1%
TRCT
106
Tower Research Capital (TRC)
New York
$134K 11,645 +11,420 +5,076%
LTFS
107
Ladenburg Thalmann Financial Services
Florida
$119K 10,265 +611 +6%
QIM
108
Quest Investment Management
Oregon
$115K 10,000 – –
PNC Financial Services Group
109
PNC Financial Services Group
Pennsylvania
$112K 9,705 -1,607 -14%
Citadel Advisors
110
Citadel Advisors
Florida
$107K 9,242 -14,271 -61%
NSIM
111
North Star Investment Management
Illinois
$98K 8,500 – –
QT
112
Quantbot Technologies
New York
$90K 7,800 – –
Lazard Asset Management
113
Lazard Asset Management
New York
$80K 7,000 – –
AIM
114
Advantage Investment Management
Iowa
$70K 6,096 – –
HCM
115
Highlander Capital Management
New Jersey
$64K 5,532 – –
PI
116
PineBridge Investments
New York
$59K 5,085 +120 +2%
CPIG
117
Chicago Partners Investment Group
Illinois
$47K 4,083 +431 +12%
KTC
118
Kistler-Tiffany Companies
Pennsylvania
$42K 3,663 – –
SSG
119
Summit Securities Group
New York
$42K 3,600 +2,600 +260%
First Manhattan
120
First Manhattan
New York
$38K 3,300 +3,000 +1,000%
RIA
121
Regal Investment Advisors
Michigan
$21K 1,900 – –
CFA
122
Camarda Financial Advisors
Florida
$17K 1,500 +1,500 New
JC
123
JBF Capital
Colorado
$12K 1,000 – –
FMP
124
Financial Management Professionals
Texas
$9K 784 – –
MFS
125
MSI Financial Services
Massachusetts
$9K 815 – –
3 4
5
6 7