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Hercules Capital
HTGC

Overview Fund Activity

186 hedge funds and large institutions have $452M invested in Hercules Capital in 2019 Q2 according to their latest regulatory filings, with 38 funds opening new positions, 59 increasing their positions, 52 reducing their positions, and 21 closing their positions.

Holders
186
Holders Change
+17
Holders Change %
+10.06%
% of All Funds
4.05%
Holding in Top 10
4
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-20%
% of All Funds
0.09%
New
38
Increased
59
Reduced
52
Closed
21
Calls
–
Puts
$2.72M
Net Calls
-$2.72M
Net Calls Change
+$468K

Top Buyers

1
SAMH
1
Shanda Asset Management Holdings
British Virgin Islands
$44.9M
2
CF
2
Centaurus Financial
California
$10.7M
3
Millennium Management
3
Millennium Management
New York
$9.53M
4
SIS
4
Sound Income Strategies
Florida
$21.5M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$4.9M

Top Sellers

1
AM
1
Ares Management
California
$0
2
Nomura Holdings
2
Nomura Holdings
Japan
$0
3
Goldman Sachs
3
Goldman Sachs
New York
$3.02M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$30.6M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AG
76
Aperio Group
California
$622K 48,510 +6,677 +16%
Arrowstreet Capital
77
Arrowstreet Capital
Massachusetts
$600K 46,800 +46,800 New
SGI
78
Summit Global Investments
Utah
$599K 46,712 -4,188 -8%
CIC
79
Carnegie Investment Counsel
Ohio
$588K 45,874 -152 -0.3%
PCM
80
Palisade Capital Management
New Jersey
$578K 45,100 +10,431 +30%
Cambridge Investment Research Advisors
81
Cambridge Investment Research Advisors
Iowa
$575K 44,834 -7,046 -14%
OPA
82
Old Port Advisors
Maine
$567K 44,023 -425 -1%
BTS
83
BB&T Securities
Virginia
$534K 41,705 -1,678 -4%
Envestnet Asset Management
84
Envestnet Asset Management
Illinois
$484K 37,745 -3,920 -9%
SPC
85
Sigma Planning Corp
Michigan
$480K 37,464 +27,202 +265%
Neuberger Berman Group
86
Neuberger Berman Group
New York
$429K 33,454 +4,500 +16%
CSS
87
Cubist Systematic Strategies
Connecticut
$424K 33,061 +33,061 New
Canada Life
88
Canada Life
Manitoba, Canada
$384K 30,045 -110 -0.4%
Tudor Investment Corp
89
Tudor Investment Corp
Connecticut
$384K 29,987 +29,987 New
TG
90
TCW Group
California
$374K 29,200 -10,800 -27%
Creative Planning
91
Creative Planning
Kansas
$364K 28,430 +9,800 +53%
Mirae Asset Global Investments
92
Mirae Asset Global Investments
South Korea
$356K 27,741 +1,921 +7%
DIM
93
DC Investments Management
Virginia
$338K 26,348 -21,380 -45%
WP
94
WealthSource Partners
California
$329K 25,635 +25,635 New
GCP
95
GSA Capital Partners
United Kingdom
$324K 25,244 +25,244 New
RA
96
Rational Advisors
New York
$321K 25,000 +8,730 +54%
MIM
97
Monashee Investment Management
Massachusetts
$321K 25,000 +25,000 New
SI
98
Stephens Inc
Arkansas
$301K 23,516 +1,440 +7%
AIC
99
Archer Investment Corporation
Indiana
$295K 23,000 – –
SM
100
Salzhauer Michael
$295K 23,000 – –
2 3
4
5 6