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TCW Group’s Hercules Capital HTGC Stock Holding History

TCW Group’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		– Sell
-29,200
Closed -$390K – 299
2019
Q3 		$390K Hold
29,200
– – ﹤0.01% 278
2019
Q2 		$374K Sell
29,200
-10,800
-27% -$140K ﹤0.01% 295
2019
Q1 		$506K Buy
40,000
+17,800
+80% +$227K ﹤0.01% 286
2018
Q4 		$245K Hold
22,200
– – ﹤0.01% 320
2018
Q3 		$292K Sell
22,200
-102
-0.5% -$1.36K ﹤0.01% 317
2018
Q2 		$282K Hold
22,302
– – ﹤0.01% 324
2018
Q1 		$270K Hold
22,302
– – ﹤0.01% 351
2017
Q4 		$292K Hold
22,302
– – ﹤0.01% 365
2017
Q3 		$287K Hold
22,302
– – ﹤0.01% 374
2017
Q2 		$295K Buy
22,302
+102
+0.5% +$1.42K ﹤0.01% 378
2017
Q1 		$336K Sell
22,200
-6,900
-24% -$101K ﹤0.01% 368
2016
Q4 		$411K Sell
29,100
-18,200
-38% -$248K ﹤0.01% 646
2016
Q3 		$641K Sell
47,300
-5,600
-11% -$74.7K ﹤0.01% 579
2016
Q2 		$657K Hold
52,900
– – 0.01% 577
2016
Q1 		$635K Hold
52,900
– – ﹤0.01% 594
2015
Q4 		$645K Sell
52,900
-9,500
-15% -$107K ﹤0.01% 602
2015
Q3 		$631K Hold
62,400
– – ﹤0.01% 616
2015
Q2 		$721K Buy
62,400
+2,400
+4% +$31.2K ﹤0.01% 576
2015
Q1 		$809K Buy
+60,000
New +$879K ﹤0.01% 715

Other funds holding HTGC

SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

TCW Group's HTGC Position: Q4 2019 in Review

TCW Group sold out of Hercules Capital (HTGC) in Q4 2019, closing a stake of 29,200 shares — an estimated $390K sold.

TCW Group first reported a position in HTGC in Q1 2015 and held it in 19 quarters. The position peaked at $809K in Q1 2015. 191 funds tracked by Wall St. Rank hold HTGC as of Q4 2019.

  • TCW Group reported no remaining Hercules Capital position as of Q4 2019 after selling out during the quarter.
  • TCW Group sold 29,200 Hercules Capital shares in Q4 2019, an estimated $390K.
  • TCW Group first reported a position in Hercules Capital in Q1 2015 and held it in 19 quarters.
  • TCW Group's Hercules Capital position peaked at $809K in Q1 2015.
  • 191 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2019.

Based on TCW Group's 13F filing for Q4 2019, filed 10 Feb 2020.