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Hercules Capital
HTGC

Overview Fund Activity

171 hedge funds and large institutions have $391M invested in Hercules Capital in 2018 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 69 increasing their positions, 48 reducing their positions, and 37 closing their positions.

Holders
171
Holders Change
-10
Holders Change %
-5.52%
% of All Funds
3.82%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
28
Increased
69
Reduced
48
Closed
37
Calls
$122K
Puts
$705K
Net Calls
-$583K
Net Calls Change
+$51K

Top Buyers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$17.7M
2
SAMH
2
Shanda Asset Management Holdings
British Virgin Islands
$23.2M
3
MPAM
3
Monarch Partners Asset Management
Massachusetts
$8.1M
4
AM
4
Ares Management
California
$19.1M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.63M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$0
2
UBS Group
2
UBS Group
Switzerland
$21.2M
3
NC
3
Northpointe Capital
Michigan
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.04M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$4.16M
Name Holding Trade Value Shares
Change 		Shares
Change %
Aberdeen Group
76
Aberdeen Group
United Kingdom
$651K +$651K +58,000 New
SGI
77
Summit Global Investments
Utah
$643K +$643K +58,200 New
OPA
78
Old Port Advisors
Maine
$553K +$553K +44,559 New
BTS
79
BB&T Securities
Virginia
$547K -$20.6K -1,871 -4%
DIM
80
DC Investments Management
Virginia
$527K +$59K +5,340 +13%
CIC
81
Carnegie Investment Counsel
Ohio
$526K -$197K -17,829 -27%
Bank of Montreal
82
Bank of Montreal
Ontario, Canada
$522K -$1.38K -125 -0.3%
AG
83
Aperio Group
California
$497K +$497K +44,983 New
Cambridge Investment Research Advisors
84
Cambridge Investment Research Advisors
Iowa
$480K -$11.7K -1,058 -2%
OAM
85
Oxford Asset Management
United Kingdom
$445K +$445K +40,274 New
AIM
86
Assured Investment Management
New York
$433K -$383K -34,670 -47%
Connor, Clark & Lunn Investment Management (CC&L)
87
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$430K +$430K +38,875 New
Envestnet Asset Management
88
Envestnet Asset Management
Illinois
$392K +$392K +35,481 New
Bank of America
89
Bank of America
North Carolina
$321K +$46K +4,169 +17%
Wolverine Trading
90
Wolverine Trading
Illinois
$321K +$190K +16,801 +144%
ACA
91
Aptus Capital Advisors
Alabama
$320K +$320K +29,000 New
BCM
92
BlueCrest Capital Management
Jersey
$306K +$306K +27,714 New
Canada Life
93
Canada Life
Manitoba, Canada
$305K +$29.5K +2,767 +11%
JIC
94
Joel Isaacson & Co
New York
$305K +$305K +25,000 New
RJFSA
95
Raymond James Financial Services Advisors
Florida
$285K +$128K +11,571 +81%
Neuberger Berman Group
96
Neuberger Berman Group
New York
$276K -$2.27K -205 -0.8%
ECM
97
ExodusPoint Capital Management
New York
$272K +$272K +24,600 New
CC
98
Cipher Capital
New York
$267K +$267K +24,153 New
GIM
99
Greenwich Investment Management
Connecticut
$262K – – –
SI
100
Stephens Inc
Arkansas
$255K -$15.2K -1,372 -6%
2 3
4
5 6